Sec Form 3 Filing - Hennessy Thomas D @ TortoiseEcofin Acquisition Corp. III - 2023-07-19

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hennessy Thomas D
2. Issuer Name and Ticker or Trading Symbol
TortoiseEcofin Acquisition Corp. III [ TRTL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
195 US HWY 50, SUITE 208
3. Date of Earliest Transaction (MM/DD/YY)
07/19/2023
(Street)
ZEPHYR COVE, NV89448
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Ordinary Shares ( 1 ) ( 1 ) ( 1 ) Class A Ordinary Shares 6,855,000 I See footnote ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hennessy Thomas D
195 US HWY 50
SUITE 208
ZEPHYR COVE, NV89448
X X
Hennessy Capital Growth Partners Fund I, LP
195 US HWY 50
SUITE 208
ZEPHYR COVE, NV89448
X
Hennessy Capital Growth Partners Fund I SPV V, LLC
195 US HWY 50
SUITE 208
ZEPHYR COVE, NV89448
X
Signatures
/s/ Thomas D. Hennessy 07/31/2023
Signature of Reporting Person Date
/s/ Thomas D. Hennessy, as the General Partner of Hennessy Capital Growth Partners Fund I, LP 07/31/2023
Signature of Reporting Person Date
/s/ Thomas D. Hennessy, as the General Partner of Hennessy Capital Growth Partners Fund I, LP, as Managing Member of Hennessy Capital Growth Partners Fund I SPV V, LLC 07/31/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
( 2 )Thomas D. Hennessy is the general partner of Hennessy Capital Growth Partners Fund I, LP (the "Fund"), which is the managing member of Hennessy Capital Growth Partners Fund I SPV V, LLC ("SPV"). On July 19, 2023, SPV acquired a limited liability company interest in TortoiseEcofin Sponsor III LLC, the sponsor of the Issuer (the "Sponsor"), and became the managing member of the Sponsor. By virtue of this relationship, each of Mr. Hennessy, the Fund and SPV may be deemed to have or share beneficial ownership of the securities held of record by the Sponsor. Each of Mr. Hennessy, the Fund and SPV disclaims any beneficial ownership of the reported Class B ordinary shares other than to the extent of any pecuniary interest he or it may have therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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