Sec Form 4 Filing - MARTIN R BRAD @ Riverview Acquisition Corp. - 2021-08-10

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MARTIN R BRAD
2. Issuer Name and Ticker or Trading Symbol
Riverview Acquisition Corp. [ RVAC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
C/O RIVERVIEW ACQUISITION CORP., 510 SOUTH MENDENHALL ROAD, SUITE 200
3. Date of Earliest Transaction (MM/DD/YY)
08/10/2021
(Street)
MEMPHIS, TN38117
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 08/10/2021 J( 2 ) 75,000 ( 1 ) ( 1 ) Class A Common Stock 75,000 $ 0.004 7,112,500 ( 3 ) I See Footnote ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MARTIN R BRAD
C/O RIVERVIEW ACQUISITION CORP.
510 SOUTH MENDENHALL ROAD, SUITE 200
MEMPHIS, TN38117
X Chairman and CEO
Riverview Sponsor Partners, LLC
C/O RIVERVIEW ACQUISITION CORP.
510 SOUTH MENDENHALL ROAD, SUITE 200
MEMPHIS, TN38117
X
RBM Riverview, LLC
C/O RIVERVIEW ACQUISITION CORP.
510 SOUTH MENDENHALL ROAD, SUITE 200
MEMPHIS, TN38117
X
Signatures
/s/ R. Brad Martin, by William V. Thompson III, Attorney-in-Fact 08/11/2021
Signature of Reporting Person Date
/s/ Riverview Sponsor Partners, LLC, by William V. Thompson III, Attorney-in-Fact 08/11/2021
Signature of Reporting Person Date
/s/ RBM Riverview, LLC, by William V. Thompson III, Attorney-in-Fact 08/11/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares of Class B common stock are automatically convertible into the shares of the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
( 2 )In connection with the Issuer's initial public offering and the appointment of Willie Gregory, Leslie Keating and Mark Edmunds to the Issuer's Board of Directors, Riverview Sponsor Partners, LLC (the "Sponsor") assigned 25,000 shares of Class B common stock to each of Willie Gregory, Leslie Keating and Mark Edmunds.
( 3 )These shares include an aggregate of 937,500 shares of Class B common stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in connection with the registrant's initial public offering in full.
( 4 )These shares of Class B common stock are held directly by the Sponsor, acquired pursuant to a subscription agreement dated as of February 18, 2021 by and among the Sponsor and the registrant. R. Brad Martin, the Chairman and Chief Executive Officer of the registrant, is the managing member of RBM Riverview, LLC, which is the managing member of the Sponsor. Mr. Martin has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Martin disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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