Sec Form 3 Filing - Cohen Sponsor Interests VI, LLC @ FINTECH ACQUISITION CORP VI - 2021-06-23

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Cohen Sponsor Interests VI, LLC
2. Issuer Name and Ticker or Trading Symbol
FINTECH ACQUISITION CORP VI [ FTVI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O FINTECH ACQUISITION CORP. VI, 2929 ARCH STREET, SUITE 1703
3. Date of Earliest Transaction (MM/DD/YY)
06/23/2021
(Street)
PHILADELPHIA, PA19104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 580,000 ( 1 ) I By FinTech Investor Holdings VI, LLC ( 6 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 2,420,000 I By FinTech Investor Holdings VI, LLC ( 6 )
Warrants $ 11.5 ( 3 ) ( 4 ) Class A Common Stock 145,000 ( 5 ) I By FinTech Investor Holdings VI, LLC ( 6 )
Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 6,243,333 ( 7 ) I By FinTech Masala Advisors VI, LLC ( 6 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Cohen Sponsor Interests VI, LLC
C/O FINTECH ACQUISITION CORP. VI
2929 ARCH STREET, SUITE 1703
PHILADELPHIA, PA19104
X
FinTech Masala, LLC
3 COLUMBUS CIRCLE 24TH FL
NEW YORK, NY10019
X
FinTech Masala Holdings, LLC
3 COLUMBUS CIRCLE 24TH FL
NEW YORK, NY10019
X
Fintech Acquisition Corp V
2929 ARCH STREET STE 1703
PHILADELPHIA, PA19104
X
Signatures
/s/ Daniel G. Cohen, President of FinTech Masala, LLC, sole member of Cohen Sponsor Interests VI, LLC 06/23/2021
Signature of Reporting Person Date
/s/ Daniel G. Cohen, President of FinTech Masala, LLC 06/23/2021
Signature of Reporting Person Date
/s/ Daniel G. Cohen, President of FinTech Masala Holdings, LLC 06/23/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These shares underlie 580,000 units of the issuer that FinTech Investor Holdings VI, LLC has irrevocably committed to purchase.
( 2 )The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
( 3 )The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
( 4 )The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding common stock or the issuer's liquidation.
( 5 )These warrants underlie 580,000 units of the issuer that FinTech Investor Holdings VI, LLC has irrevocably committed to purchase.
( 6 )These shares are held directly by the issuer's sponsors, FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC, each of which is managed by Cohen Sponsor Interests VI, LLC. FinTech Masala, LLC is the sole member of Cohen Sponsor Interests VI, LLC. FinTech Masala Holdings, LLC is the sole member of FinTech Masala, LLC. As a result, each of Cohen Sponsor Interests VI, LLC, FinTech Masala, LLC and FinTech Masala Holdings, LLC shares voting and investment power over the issuer's shares held directly by FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC.
( 7 )These shares represent Class B common stock held by the reporting person acquired pursuant to a securities assignment agreement by and between the reporting person and FinTech Investor Holdings VI, LLC. The shares of Class B common stock owned by the reporting person include up to 1,100,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option.

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