Sec Form 4 Filing - Grundman Mark @ CHW Acquisition Corp - 2021-10-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Grundman Mark
2. Issuer Name and Ticker or Trading Symbol
CHW Acquisition Corp [ CHWA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Co-Chief Executive Officer
(Last) (First) (Middle)
C/O CHW ACQUISITION CORPORATION,, 2 MANHATTANVILLE ROAD SUITE 403
3. Date of Earliest Transaction (MM/DD/YY)
10/01/2021
(Street)
PURCHASE, NY10577
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares, par value $0.0001 10/01/2021 J( 1 )( 2 ) 30,000 A $ 0 2,405,000 ( 3 ) ( 4 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Off icer Other
Grundman Mark
C/O CHW ACQUISITION CORPORATION,
2 MANHATTANVILLE ROAD SUITE 403
PURCHASE, NY10577
X X Co-Chief Executive Officer
MJG Partners LLC
C/O CHW ACQUISITION CORPORATION,
2 MANHATTANVILLE ROAD SUITE 403
PURCHASE, NY10577
X
CHW Acquisition Founders LLC
C/O CHW ACQUISITION CORPORATION,
2 MANHATTANVILLE ROAD SUITE 403
PURCHASE, NY10577
X
Signatures
/s/ Mark Grundman 10/05/2021
Signature of Reporting Person Date
MJG Partners, LLC By: /s/ Mark Grundman, Manage 10/05/2021
Signature of Reporting Person Date
CHW Founders LLC By: MJG Partners, LLC, its Sole Managing Member By: Mark Grundman, Manager 10/05/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )As described in CHW Acquisition Corporation's (the "Issuer") registration statements on Form S-1 (File Nos. 333-254422 and 333-259182), as amended and (the "Registration Statement"), 13 qualified institutional buyers or institutional accredited investors (each, an "Anchor Investor") entered into investment agreements with the Issuer and CHW Acquisition Sponsor LLC, a Delaware limited liability company (the "Sponsor"), whereby each Anchor Investor agreed to purchase up to 990,000 units in the Issuer's initial public offering of its securities (the "IPO") in exchange for the Sponsor transferring 60,000 ordinary shares, par value $0.0001 per share (the "Founder Shares")
( 2 )to each Anchor Investor; provided, however, in the event that an Anchor Investor sold any of the securities purchased in the IPO within 30 days following the closing of the IPO, such Anchor Investor would forfeit 10,000 Founder Shares and transfer those forfeited Founder Shares back to the Sponsor. Three Anchor Investors sold either a portion or all of the securities purchased in the Issuer's IPO within 30 days following the closing of the IPO. Thus, each of those Anchor Investors forfeited 10,000 Founder Shares and transferred them back to the Sponsor.
( 3 )The Sponsor is the record holder of such ordinary shares. CHW Acquisition Founders LLC, a Delaware limited liability company ("Founders"), is the sole managing member of the Sponsor. MJG Partners LLC, a New Jersey limited liability company ("MJG"), is the sole managing member of the Founders. Mr. Grundman is the sole manager of MJG.
( 4 )Founders, MJG, and Mr. Grundman share voting and investment discretion with respect to the ordinary shares held of record by the Sponsor and may be deemed to have shared beneficial ownership of such ordinary shares held directly by the Sponsor. Founders, MJG, and Mr. Grundman each disclaim beneficial ownership of any ordinary shares other than to the extent each of them may have a pecuniary interest therein, directly or indirectly. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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