Sec Form 4/A Filing - 210 Capital, LLC @ P10, Inc. - 2023-03-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
210 Capital, LLC
2. Issuer Name and Ticker or Trading Symbol
P10, Inc. [ PX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
C/O P10, INC., 4514 COLE AVENUE, SUITE 1600
3. Date of Earliest Transaction (MM/DD/YY)
03/02/2023
(Street)
DALLAS, TX75205
4. If Amendment, Date Original Filed (MM/DD/YY)
03/14/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) ( 2 ) ( 3 ) 03/09/2023 A 143,860 ( 4 ) ( 5 ) ( 5 ) Classs A Common Stock 143,860 ( 4 ) $ 0 143,860 ( 4 ) D ( 6 )
Restricted Stock Units ( 1 ) ( 2 ) ( 3 ) 03/09/2023 A 143,860 ( 4 ) ( 7 ) ( 7 ) Classs A Common Stock 136,668 $ 0 143,860 ( 4 ) D ( 8 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
210 Capital, LLC
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS, TX75205
X X See Remarks
Alpert Robert H
4514 COLE AVENUE, SUITE 1600
DALLAS, TX75205
X X See Remarks
Webb C Clark
4514 COLE AVENUE, SUITE 1600
DALLAS, TX75205
X X See Remarks
COVENANT RHA PARTNERS, L.P.
4514 COLE AVENUE, SUITE 1600
DALLAS, TX75205
X
CCW/LAW Holdings, LLC
4514 COLE AVENUE, SUITE 1600
DALLAS, TX75205
X
RHA Investments, Inc.
4514 COLE AVENUE, SUITE 1600
DALLAS, TX75205
X
Signatures
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons 03/17/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of the direct holder of shares of Class B Common Stock; (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Co-Chief Executive Officer of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as Co-Chief Executive Officer of the Issuer (collectively, the "Reporting Persons").
( 2 )(Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
( 3 )Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
( 4 )The original Form 4 filed by the Reporting Persons on March 14, 2023 inadvertently underreported the number of RSUs granted to Mr. Webb and Mr. Alpert on March 9, 2023, and this amendment is filed to report the correct number of RSUs granted on such date.
( 5 )On March 9, 2023, Mr. Webb was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Webb remains in continuous service with the Issuer through such date.
( 6 )These securities are owned directly by Mr. Webb.
( 7 )On March 9, 2023, Mr. Alpert was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Alpert remains in continuous service with the Issuer through such date.
( 8 )These securities are owned directly by Mr. Alpert.

Remarks:
The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Webb and Mr. Alpert each serve as Co-Chief Executive Officer of the Issuer and as a director on the Board of Directors of the Issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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