Sec Form 4 Filing - Anderson William James @ Freedom Acquisition I Corp. - 2023-07-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Anderson William James
2. Issuer Name and Ticker or Trading Symbol
Freedom Acquisition I Corp. [ CSLR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
C/O COMPLETE SOLARIA, INC., 45700 NORTHPORT LOOP EAST
3. Date of Earliest Transaction (MM/DD/YY)
07/18/2023
(Street)
FREMONT, CA94538
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/18/2023 A 405,090 ( 1 ) A $ 0 405,090 D
Common Stock 07/18/2023 A 48,296 ( 1 ) A $ 0 48,296 I See footnote ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 0.19 07/18/2023 A 579,564 ( 3 ) 10/17/2026 Common Stock 579,564 $ 0 579,564 D
Stock Option (Right to Buy) $ 0.83 07/18/2023 A 386,376 ( 3 ) 06/11/2030 Common Stock 386,376 $ 0 386,376 D
Stock Option (Right to Buy) $ 1.87 07/18/2023 A 96,593 ( 4 ) 09/08/2032 Common Stock 96,593 $ 0 96,593 D
Stock Option (Right to Buy) $ 5.18 07/18/2023 A 627,860 ( 5 ) 06/18/2033 Common Stock 627,860 $ 0 627,860 D
Warrant (Right to Buy) $ 11.5 07/18/2023 A 141,817 ( 6 ) ( 6 ) Common Stock 141,817 $ 0 141,817 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Anderson William James
C/O COMPLETE SOLARIA, INC.
45700 NORTHPORT LOOP EAST
FREMONT, CA94538
X Chief Executive Officer
Signatures
/s/ Matt Hemington, Attorney-in-Fact for William J. Anderson 07/20/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.
( 2 )The securities are held by the Risk Allocations Systems, Inc. for which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
( 3 )This option is fully vested.
( 4 )The shares subject to the option vest as follows: 1/36th of the shares subject to the option shall vest monthly over three years from March 1, 2022.
( 5 )The shares subject to the option vest as follows: 1/60th of the shares subject to the option shall vest monthly over five years from May 11, 2023.
( 6 )Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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