Sec Form 3 Filing - WuXi AppTec Co., Ltd. @ Ambrx Biopharma Inc. - 2023-01-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
WuXi AppTec Co., Ltd.
2. Issuer Name and Ticker or Trading Symbol
Ambrx Biopharma Inc. [ AMAM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
288 FUTE ZHONG ROAD, PUDONG NEW AREA
3. Date of Earliest Transaction (MM/DD/YY)
01/01/2023
(Street)
SHANGHAI, F4200131
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares( 1 ) 21,270,767 I Held by WuXi PharmaTech Healthcare Fund I, L.P.( 2 )
Ordinary Shares( 1 ) 7,996,920 I Held by WuXi AppTec (Hong Kong) Holding Limited( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WuXi AppTec Co., Ltd.
288 FUTE ZHONG ROAD
PUDONG NEW AREA
SHANGHAI, F4200131
X
WuXi PharmaTech Healthcare Fund I L.P.
288 FUTE ZHONG ROAD
PUDONG NEW AREA
SHANGHAI, F4200131
X
WuXi AppTec (Hong Kong) Holding Ltd
288 FUTE ZHONG ROAD
PUDONG NEW AREA
SHANGHAI, F4200131
X
Signatures
WuXi AppTec Co., Ltd., By: /s/ Edward Hu, Director 01/06/2023
Signature of Reporting Person Date
WuXi PharmaTech Healthcare Fund I, L.P., By: /s/ Edward Hu, Director 01/06/2023
Signature of Reporting Person Date
WuXi AppTec (Hong Kong) Holding Limited, By: /s/ Edward Hu, Director 01/06/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Ordinary Shares of the Issuer may be represented by American Depositary Shares ("ADSs"). Each ADS represents seven Ordinary Shares of the Issuer.
( 2 )Shares are directly held by WuXi PharmaTech Healthcare Fund I, L.P. ("PharmaTech"). PharmaTech is an indirect, wholly owned subsidiary of WuXi AppTec Co., Ltd. ("AppTec Co"), which is the ultimate beneficial owner of PharmaTech and shares voting and investment authority over these shares.
( 3 )Shares are directly held by WuXi AppTec (Hong Kong) Holding Limited ("AppTec HK"). AppTec HK is an indirect, wholly owned subsidiary of AppTec Co, which is the ultimate beneficial owner of AppTec HK and shares voting and investment authority over these shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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