Sec Form 3 Filing - Mickelson Marcia @ Vintage Wine Estates, Inc. - 2021-06-07

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Mickelson Marcia 2. Issuer Name and Ticker or Trading Symbol Vintage Wine Estates, Inc. [ VWE] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner _____ Officer (give title below) X __ Other (specify below) Member of 10% owner group (Last) (First) (Middle) 5174 SONOMA MOUNTAIN ROAD 3. Date of Earliest Transaction (MM/DD/YY) 06/07/2021 (Street) SANTA ROSA, CA95404 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 517,899 I By Trusts ( 1 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Mickelson Marcia 5174 SONOMA MOUNTAIN ROAD SANTA ROSA, CA95404 Member of 10% owner group Mickelson James Martin 5174 SONOMA MOUNTAIN ROAD SANTA ROSA, CA95404 Member of 10% owner group A. & L. Kunde Trust #3 5174 SONOMA MOUNTAIN RD. SANTA ROSA, CA95404 Member of 10% owner group A. Kunde & L. Kunde GST Exempt GRAT fbo Marcia Mickelson 5174 SONOMA MOUNTAIN RD. SANTA ROSA, CA95404 Member of 10% owner group Jim & Marcia Mickelson Living Trust Dated 4-11-01 5474 SONOMA MOUNTAIN RD. SANTA ROSA, CA95404 Member of 10% owner group Voting Trust FBO Marcia Mickelson U/T Kunde Living Trust 5174 SONOMA MOUNTAIN RD. SANTA ROSA, CA95404 Member of 10% owner group Signatures /s/ Patrick D. Daugherty, attorney-in-fact for Marcia Mickelson 06/17/2021 Signature of Reporting Person Date /s/ Patrick D. Daugherty, attorney-in-fact for James Martin Mickelson 06/17/2021 Signature of Reporting Person Date A & L KUNDE TRUST #3 By: /s/ Patrick D. Daugherty, attorney-in-fact for Marcia Mickelson, Trustee 06/17/2021 Signature of Reporting Person Date A KUNDE AND L KUNDE GST EXEMPT GRAT FBO MARCIA MICKELSON By: /s/ Patrick D. Daugherty, attorney-in-fact for Marcia Mickelson, Trustee 06/17/2021 Signature of Reporting Person Date VOTING TRUST FBO MARCIA MICKELSON U/T KUNDE LIVING TRUST By: /s/ Patrick D. Daugherty, attorney-in-fact for Marcia Mickelson, Trustee 06/17/2021 Signature of Reporting Person Date JIM & MARCIA MICKELSON LIVING TRUST DATED 4-11-01 By: /s/ Patrick D. Daugherty, attorney-in-fact for Marcia Mickelson, Trustee 06/17/2021 Signature of Reporting Person Date JIM & MARCIA MICKELSON LIVING TRUST DATED 4-11-01 By: /s/ Patrick D. Daugherty, attorney-in-fact for James Martin Mickelson, Trustee 06/17/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Marcia Mickelson is the trustee of the A & L Kunde Trust #3, the A Kunde and L Kunde GST Exempt GRAT fbo Marcia Mickelson and the Voting Trust FBO Marcia Mickelson U/T Kunde Living Trust, which collectively own 379,828 shares. Marcia and James Mickelson are trustees of the Jim & Marcia Mickelson Living Trust Dated 4-11-01, which owns 138,071 shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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