Sec Form 3 Filing - MARITAL TRUST D UNDER THE LESLIE G. RUDD LIVING TRUST U/A/D 3/31/1999, AS AMENDED @ Vintage Wine Estates, Inc. - 2021-06-07

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person MARITAL TRUST D UNDER THE LESLIE G. RUDD LIVING TRUST U/A/D 3/31/1999, AS AMENDED 2. Issuer Name and Ticker or Trading Symbol Vintage Wine Estates, Inc. [ VWE] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) X __ Other (specify below) Member of 10% owner group (Last) (First) (Middle) 2416 E. 37TH STREET NORTH 3. Date of Earliest Transaction (MM/DD/YY) 06/07/2021 (Street) WICHITA, KS67219 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 9,799,980 ( 1 ) D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other MARITAL TRUS T D UNDER THE LESLIE G. RUDD LIVING TRUST U/A/D 3/31/1999, AS AMENDED 2416 E. 37TH STREET NORTH WICHITA, KS67219 X Member of 10% owner group SLR NON-EXEMPT TRUST UAD 4/21/2018 2416 E. 37TH STREET NORTH WICHITA, KS67219 Member of 10% owner group Swank Darrell Dean 2416 E. 37TH STREET NORTH WICHITA, KS67219 X Kay Steven 2416 E. 37TH STREET NORTH WICHITA, KS67219 X Signatures /s/ Patrick D. Daugherty, as attorney-in-fact for Darrell D. Swank 06/17/2021 Signature of Reporting Person Date /s/ Patrick D. Daugherty, as attorney-in-fact for Steven Kay 06/17/2021 Signature of Reporting Person Date MARITAL TRUST D UNDER THE LESLIE G. RUDD LIVING TRUST U/A/D 3/31/1999, AS AMENDED, By /s/ Patrick D. Daugherty, attorney-in-fact for Darrell D. Swank, trustee 06/17/2021 Signature of Reporting Person Date MARITAL TRUST D UNDER THE LESLIE G. RUDD LIVING TRUST U/A/D 3/31/1999, AS AMENDED, By /s/ Patrick D. Daugherty, attorney-in-fact for Steven Kay, trustee 06/17/2021 Signature of Reporting Person Date SLR NON-EXEMPT TRUST UAD 4/21/2018 By /s/ Patrick D. Daugherty, attorney-in-fact for Darrell D. Swank, trustee 06/17/2021 Signature of Reporting Person Date SLR NON-EXEMPT TRUST UAD 4/21/2018 By /s/ Patrick D. Daugherty, attorney-in-fact for Steven Kay, trustee 06/17/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Darrell Swank and Steven Kay are trustees of the Marital Trust D Under the Leslie G. Rudd Living Trust U/A/D 3/31/99, as amended, which owns 7,600,117 shares. They are also trustees of the SLR Non-Exempt Trust UAD 4/21/2018, which owns 2,199,863 shares. Messrs. Swank and Kay share voting and dispositive power over the shares owned by the Trusts and disclaim beneficial ownership of all such shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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