Sec Form 4 Filing - Hsieh Anthony Li @ loanDepot, Inc. - 2021-02-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hsieh Anthony Li
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
26642 TOWNE CENTRE DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
02/11/2021
(Street)
FOOTHILL RANCH, CA92610
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class C Common Stock, par value $0.001 per share 02/11/2021 J 8,241,715 A 8,241,715 I ( 1 ) By JLSSAA Family Trust
Class C Common Stock, par value $0.001 per share 02/11/2021 J 4,378,064 A 4,378,064 I ( 1 ) By JLSA, LLC
Class C Common Stock, par value $0.001 per share 02/11/2021 J 49,712,850 A 49,712,850 I ( 1 ) By Trilogy Mortgage Holdings, Inc.
Class C Common Stock, par value $0.001 per share 02/11/2021 J 114,218,620 A 114,218,620 I ( 1 ) By Trilogy Management Investors Six, LLC
Class C Common Stock, par value $0.001 per share 02/11/2021 J 18,924,666 A 18,924,666 I ( 1 ) By Trilogy Management Investors Seven, LLC
Class C Common Stock, par value $0.001 per share 02/11/2021 J 2,504,289 A 2,504,289 I ( 1 ) By Trilogy Management Investors Eight, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hsieh Anthony Li
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X X Chief Executive Officer
JLSA, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
JLSSAA Trust
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Mortgage Holdings, Inc.
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Management Investors Six, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Management Investors Seven, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Management Investors Eight, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Signatures
/s/ Peter Macdonald, as Attorney-in-Fact for Anthony Li Hsieh 02/16/2021
Signature of Reporting Person Date
See Signatures Included in Exhibit 99.1 02/16/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons").
( 2 )In the reorganization transactions in connection with the initial public offering of the Issuer and pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, the Other Reporting Persons were issued a number of shares of Class C Common Stock of the Issuer equal to their equity interests in LD Holdings Group LLC.

Remarks:
Exhibit 99.1 Signatures

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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