Sec Form 3 Filing - Hsieh Anthony Li @ loanDepot, Inc. - 2021-02-10

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hsieh Anthony Li
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
26642 TOWNE CENTRE DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
02/10/2021
(Street)
FOOTHILL RANCH, CA92610
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 1,000 I See Footnotes ( 1 ) ( 2 ) ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hsieh Anthony Li
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X X Chief Executive Officer
JLSA, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
JLSSAA Trust
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Mortgage Holdings, Inc.
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Management Investors Six, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Management Investors Seven, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Trilogy Management Investors Eight, LLC
26642 TOWNE CENTRE DRIVE
FOOTHILL RANCH, CA92610
X
Signatures
/s/ Peter Macdonald, as Attorney-in-Fact for Anthony Hsieh 02/10/2021
Signature of Reporting Person Date
See Signatures Included in Exhibit 99.1 02/10/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On February 10, 2021, loanDepot, Inc.'s (the "Company") registration statement on Form S-1 (File No. 333-252024) was declared effective for its initial public offering ("IPO") of Class A Common Stock.
( 2 )loanDepot.com, LLC is the sole direct owner of all of the 1,000 outstanding shares of Common Stock of the Company. LD Holdings Group LLC ("LD Holdings") is the sole direct owner of all of the outstanding membership interests of loanDepot.com. All of the outstanding units in LD Holdings are directly or indirectly owned by (1) Anthony Hsieh or entities controlled by him (JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC) and (2) PCP Managers, L.P. and/or its affiliates. Pursuant to the terms of the LLC Agreement of LD Holdings, PCP Managers, L.P. and Anthony Hsieh, through his control of the other Reporting Persons, have joint voting and investment power over all of the outstanding units in LD Holdings.
( 3 )Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 3.

Remarks:
Exhibit 24: Power of Attorney. Exhibit 99.1 Signatures

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