Sec Form 3 Filing - Jones Michael Gwynne @ Science Strategic Acquisition Corp. Alpha - 2021-01-25

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Jones Michael Gwynne
2. Issuer Name and Ticker or Trading Symbol
Science Strategic Acquisition Corp. Alpha [ SSAA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO
(Last) (First) (Middle)
C/O SCIENCE STRATEGIC ACQUISITION CORP., 1447 2ND STREET
3. Date of Earliest Transaction (MM/DD/YY)
01/25/2021
(Street)
SANTA MONICA, CA90401
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock, par value $0.0001 per share ( 1 ) ( 1 ) ( 1 ) Class A Common Stock, par value $0.0001 per share 5,487,000 D ( 2 ) ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Jones Michael Gwynne
C/O SCIENCE STRATEGIC ACQUISITION CORP.
1447 2ND STREET
SANTA MONICA, CA90401
X CEO
Dare Tom
C/O SCIENCE STRATEGIC ACQUISITION CORP.
1447 2ND STREET
SANTA MONICA, CA90401
CFO
Gilman Greg
C/O SCIENCE STRATEGIC ACQUISITION CORP.
1447 2ND STREET
SANTA MONICA, CA90401
X
Pham Peter
C/O SCIENCE STRATEGIC ACQUISITION CORP.
1447 2ND STREET
SANTA MONICA, CA90401
President
Signatures
/s/ Andrew P. Campbell as attorney-in-fact for Michael Jones 01/25/2021
Signature of Reporting Person Date
/s/ Andrew P. Campbell as attorney-in-fact for Thomas Dare 01/25/2021
Signature of Reporting Person Date
/s/ Andrew P. Campbell as attorney-in-fact for Greg Gilman 01/25/2021
Signature of Reporting Person Date
/s/ Andrew P. Campbell as attorney-in-fact for Peter Pham 01/25/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported securities have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class B Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251987).
( 2 )SSAC Alpha Soponsor LLC (the "Sponsor") directly owns 5,487,000 shares of Class B Shares, including 843,750 Class B Shares that are subject to forfeiture if the underwriter of the Issuer's initial public offering does not exercise in full an option granted to it to cover over-allotments.
( 3 )The managing member of the Sponsor is Science Partners Management, LLC ("Science"). Michael Jones, Peter Pham, Thomas Dare and Greg Gilman (the "Reporting Persons") share control over Science and therefore, indirectly, the Sponsor and, as a result, each may be deemed to beneficially own the securities reported herein. Each Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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