Sec Form 4/A Filing - Malchow Joseph Ian @ Enovix Corp - 2023-06-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Malchow Joseph Ian
2. Issuer Name and Ticker or Trading Symbol
Enovix Corp [ ENVX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ENOVIX CORPORATION, 3501 W WARREN AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
06/23/2023
(Street)
FREMONT, CA94538
4. If Amendment, Date Original Filed (MM/DD/YY)
06/27/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/23/2023 A 19,941 ( 1 ) A $ 0 393,341 D
Common Stock 06/23/2023 A 7,251 ( 2 ) A $ 0 400,592 ( 3 ) D
Common Stock 4,400 D ( 4 )
Common Stock 1,300 I ( 5 ) Minor Child
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Malchow Joseph Ian
C/O ENOVIX CORPORATION
3501 W WARREN AVENUE
FREMONT, CA94538
X
Signatures
/s/ Arthi Chakravarthy, Attorney-in-Fact for Joseph Malchow 03/29/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is being amended solely to correct the number of restricted stock units ("RSUs") awarded on June 23, 2023 due to an administrative error. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest quarterly in twelve equal installments over three years commencing on June 23, 2023, subject to the Reporting Person's continuous service through each applicable vesting date.
( 2 )This Form 4 is being amended solely to correct the number of RSUs awarded on June 23, 2023 due to an administrative error. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs shall vest on each of September 15, 2023, December 15, 2023, March 15, 2024 and the earlier of June 15, 2024 and the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.
( 3 )Includes 27,192 shares issuable upon the settlement of RSUs granted to the Reporting Person as of June 23, 2023.
( 4 )Shares held by Reporting Person and spouse JTWROS.
( 5 )Shares held by minor child.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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