Sec Form 4 Filing - Tarica Zachary @ Forest Road Acquisition Corp. - 2020-11-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Tarica Zachary
2. Issuer Name and Ticker or Trading Symbol
Forest Road Acquisition Corp. [ FRX.U]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Investment Officer
(Last) (First) (Middle)
C/O FOREST ROAD ACQUISITION CORP., 1177 AVENUE OF THE AMERICAS, 5TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
11/30/2020
(Street)
NEW YORK, NY10036
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 11/30/2020 J( 2 ) 3,750 ( 1 ) ( 1 ) Class A Common Stock 3,750 $ 0 7,500,000 I See footnote ( 3 )
Reporting Owners
Reporting Owner Name / Address Rel ationships
Director 10% Owner Officer Other
Tarica Zachary
C/O FOREST ROAD ACQUISITION CORP.
1177 AVENUE OF THE AMERICAS, 5TH FLOOR
NEW YORK, NY10036
X X Chief Investment Officer
Forest Road Acquisition Sponsor LLC
C/O FOREST ROAD ACQUISITION CORP.
1177 AVENUE OF THE AMERICAS, 5TH FLOOR
NEW YORK, NY10036
X
Forest Road Company, LLC
C/O FOREST ROAD ACQUISITION CORP.
1177 AVENUE OF THE AMERICAS, 5TH FLOOR
NEW YORK, NY10036
X
Signatures
/s/ Zachary Tarica 11/30/2020
Signature of Reporting Person Date
/s/ Zachary Tarica, as the Chief Executive Officer of The Forest Road Company, LLC 11/30/2020
Signature of Reporting Person Date
/s/ Zachary Tarica, as the Chief Executive Officer of The Forest Road Company, LLC, the Managing Member of Forest Road Acquisition Sponsor LLC 11/30/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares of Class B common stock will automatically convert into shares of Class A common stock upon the consummation of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date.
( 2 )As contemplated in connection with the initial public offering of the Issuer, 3,750 shares of Class B common stock of the Issuer were returned by the reporting persons to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
( 3 )Forest Road Acquisition Sponsor LLC (the "Sponsor") is the record holder of the shares of Class B common stock reported herein. The Forest Road Company, LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the common stock held of record by the Sponsor. Zachary Tarica is the Chief Executive Officer of The Forest Road Company, LLC. By virtue of these relationships, Mr. Tarica may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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