Sec Form 4 Filing - FINN BRIAN D @ Sarcos Technology & Robotics Corp - 2021-01-20

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
FINN BRIAN D
2. Issuer Name and Ticker or Trading Symbol
Sarcos Technology & Robotics Corp [ STRC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
C/O SARCOS TECHNOLOGY AND ROBOTICS CORP, 650 SOUTH 500 WEST
3. Date of Earliest Transaction (MM/DD/YY)
01/20/2021
(Street)
SALT LAKE CITY, UT84101
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 01/20/2021 J( 2 ) 790,384 ( 1 ) ( 1 ) Class A Common Stock 790,384 $ 0( 1 ) 6,109,616 I By Rotor Sponsor LLC( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
FINN BRIAN D
C/O SARCOS TECHNOLOGY AND ROBOTICS CORP
650 SOUTH 500 WEST
SALT LAKE CITY, UT84101
X X Chief Executive Officer
Rotor Sponsor LLC
405 LEXINGTON AVENUE
NEW YORK, NY10174
X
Signatures
BRIAN D. FINNBy: /s/ Brian D. Finn 04/14/2022
Signature of Reporting Person Date
ROTOR SPONSOR LLC /s/ Brian D. Finn, Managing Member 04/14/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares of the Issuer's Class B Common Stock are automatically convertible into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination or earlier at the option of the holders thereof, in either case on a one-for-one basis, subject to certain adjustments. The Class B Common Stock has no expiration date.
( 2 )In connection with the consummation of the Issuer's initial public offering on January 20, 2021, Rotor Sponsor LLC ("Sponsor") forfeited 790,384 shares of Class B Common Stock to the Issuer for no consideration.
( 3 )Securities are held by Sponsor and indirectly by its managing member, Brian Finn, who is also the Issuer's Chief Executive Officer and a member of the Issuer's Board of Directors. Mr. Finn disclaims beneficial ownership of the securities held by Sponsor except to the extent of any pecuniary interest therein.

Remarks:
The Form 4 is being filed to report the forfeiture of shares of Class B Common Stock of Rotor Acquisition Corp (the "Issuer") at the closing of the Issuer's initial public offering. On September 24, 2021, the Issuer completed its initial business combination and, in connection therewith, changed its name to Sarcos Technology and Robotics Corporation.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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