Sec Form 3 Filing - Ribeiro Sergio Passos @ Vinci Compass Investments Ltd. - 2026-03-18

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ribeiro Sergio Passos
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Pres. of Finance & Operations
(Last) (First) (Middle)
AV. BARTOLOMEU MITRE, 336,
3. Date of Earliest Transaction (MM/DD/YY)
03/18/2026
(Street)
LEBLON-RIO DE JANEIRO,22431-002
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Shares 465,967 I By: SPR Opportunity Investments
Class A Common Shares 359,760 I By: SPR Capital Ltd.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSU) ( 2 ) ( 1 ) ( 1 ) Class A Shares 22,426 D
Restricted Stock Units (RSU) ( 2 ) ( 3 ) ( 3 ) Class A Shares 19,448 D
Employee Stock Option (right to buy) $ 9.74 ( 4 ) ( 5 ) Class A Shares 18,219 D
Employee Stock Option (right to buy) $ 9.74 ( 6 ) ( 5 ) Class A Shares 22,506 D
Employee Stock Option (right to buy) $ 9.21 ( 7 ) ( 5 ) Class A Shares 50,479 D
Employee Stock Option (right to buy) $ 11.9 ( 8 ) ( 5 ) Class A Shares 81,383 D
Employee Stock Option (right to buy) $ 13.13 ( 9 ) ( 5 ) Class A Shares 46,505 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ribeiro Sergio Passos
AV. BARTOLOMEU MITRE, 336,
LEBLON-RIO DE JANEIRO,22431-002
Pres. of Finance & Operations
Signatures
/s/ Julya Sotto Mayor Wellisch, attorney-in-fact for Sergio Passos Ribeiro 03/18/2026
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The RSUs vest in three installments, with 4,485 vesting on May 10, 2026, 6,728 vesting on May 10, 2027 and 11,213 vesting on May 10, 2028, subject in each case to the Reporting Person's continuous employment through the applicable vesting date.
( 2 )Each RSU represents a contingent right to receive 1 of the issuer's Class A Shares upon settlement.
( 3 )The RSUs vest on January 15, 2029, subject to the Reporting Person's continued employment through such date.
( 4 )The option becomes fully vested and exercisable on January 16, 2027, subject to the Reporting Person's continued employment through such vesting date.
( 5 )The Reporting Person has one year from the vesting date of the option to exercise the applicable option.
( 6 )The option became vested and exercisable as to 4,502 Class A Shares on January 31, 2026 and will become vested and exercisable as to 4,501 Class A Shares on each of January 31, 2027, January 31, 2028, January 31, 2029 and January 31, 2030, in each case subject to the Reporting Person's continued employment through such vesting date.
( 7 )The option becomes fully vested and exercisable on January 16, 2028, subject to the Reporting Person's continued employment through such vesting date.
( 8 )The option will become vested and exercisable on January 16, 2028, subject to the Reporting Person's continued employment through such vesting date.
( 9 )The option will become vested and exercisable on January 15, 2029, subject to the Reporting Person's continued employment through such vesting date.

Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney

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