Sec Form 4 Filing - Workers United @ Amalgamated Financial Corp. - 2023-12-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Workers United 2. Issuer Name and Ticker or Trading Symbol Amalgamated Financial Corp. [ AMAL] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 22 SOUTH 22ND STREET 3. Date of Earliest Transaction (MM/DD/YY) 12/01/2023 (Street) PHILADELPHIA, PA19103 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $0.01 per share (Common Stock) 12/01/2023 S 54,845 D $ 21.827 ( 1 ) 7,971,505.93 ( 5 ) D ( 8 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 12/06/2023 S 5,000 D $ 22.659 ( 2 ) 7,966,505.93 D ( 8 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 12/07/2023 S 7,402 D $ 23 7,959,103.93 D ( 8 ) ( 23 ) ( 24 ) ( 25 ) Common Stock ( 8 ) 12/08/2023 S 34,869 D $ 23.0163 ( 3 ) 7,924,234.93 D ( 8 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 12/11/2023 S 52,729 D $ 23.1165 ( 4 ) 7,871,505.93 D ( 8 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 479,567 D ( 9 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 281,583.12 D ( 10 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 114,600 D ( 11 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 264,939.14 D ( 12 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 1,630,806.4 D ( 13 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 374,517.82 D ( 14 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 523,022 D ( 15 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 132,580 D ( 16 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 519,132.96 D ( 17 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 119,380 D ( 18 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 27,421.98 D ( 19 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 149,794.78 D ( 20 ) ( 23 ) ( 24 ) ( 25 ) Common Stock 4,752.85 ( 6 ) D ( 21 ) ( 23 ) ( 24 ) ( 25 ) Common Stock $ 0 ( 7 ) D ( 22 ) ( 23 ) ( 24 ) ( 25 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Workers United 22 SOUTH 22ND STREET PHILADELPHIA, PA19103 X Chicago & Midwest Regional Joint Board, Workers United 333 SOUTH ASHLAND AVENUE CHICAGO, IL60607 X Laundry, Distribution & Food Service Joint Board, Workers United 701-703 MCCARTER HIGHWAY NEWARK, NJ07102 X Local 50, Workers United 527 SOUTH HARBOR BOULEVARD ANAHEIM, CA92805 X Mid-Atlantic Regional Joint Board, Workers United 5735 INDUSTRY LANE, BUILDING C, SUITE 10 FREDERICK, MD21704 X New York-New Jersey Regional Joint Board, Workers United 305 7TH AVENUE, 7TH FLOOR NEW YORK, NY10001 X New York Metropolitan Area Joint Board, Workers United 217 WEST 18TH STREET, BOX 1258 NEW YORK, NY10001 X Pennsylvania Joint Board, Workers United 5050 WEST TIGHMAN STREET, SUITE 450 ALLENTOWN, PA18104 X Philadelphia Joint Board, Workers United 22 SOUTH 22ND STREET PHILADELPHIA, PA19103 X Rochester Regional Joint Board Fund For The Future 750 EAST AVENUE ROCHESTER, NY14607 X Signatures Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date Chicago & Midwest Regional Joint Board, Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date Laundry, Distribution & Food Service Joint Board, Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date Local 50, Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date Mid-Atlantic Regional Joint Board, Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date New York-New Jersey Regional Joint Board, Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date New York Metropolitan Area Joint Board, Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date Pennsylvania Joint Board Workers United, SEIU By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date Philadelphia Joint Board, Workers United By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date Rochester Regional Joint Board Fund for the Future By: Lynne Fox, by Power of Attorney 02/06/2024 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. ( 2 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.415 to $23.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. ( 3 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. ( 4 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.25, inclu sive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. ( 5 )The Form 4 filed by Workers United on March 9, 2023, reported 7,945,194.8611shares of Common Stock held by Workers United, however this understated the shares of Common Stock held by Workers United by 12,668.9178 shares of Common Stock as it did not give effect to the purchase reported on the Form 4 filed by Workers United on August 15, 2022. The number of shares of Common Stock set forth on this line includes the 12,668.9178 shares of Common Stock and reflects the accurate amount of shares of Common Stock held by Workers United after giving effect to the transaction reported on this line. ( 6 )On November 21, 2023, Southwest purchased 4,752.85 shares of Common Stock from NY Metropolitan (as defined below) at $21.14 per share. ( 7 )On August 11, 2022, NY Metropolitan sold 12,668.92 shares of Common Stock to Workers United at $23.68 per share. On November 21, 2023, NY Metropolitan sold 68,487.15 shares of Common Stock to Workers United at $21.14 per share. On November 21, 2023, NY Metropolitan sold 4,752.85 shares of Common Stock to Southwest at $21.14 per share. ( 8 )Reflects securities directly owned by Workers United. ( 9 )Reflects securities directly owned by Chicago & Midwest Regional Joint Board, Workers United ("Chicago & Midwest"). ( 10 )Reflects securities directly owned by Laundry, Distribution & Food Service Joint Board, Workers United ("Laundry, Distribution & Food Service"). ( 11 )Reflects securities directly owned by Local 50, Workers United ("Local 50"). ( 12 )Reflects securities directly owned by Mid-Atlantic Regional Joint Board, Workers United ("Mid-Atlantic Regional"). ( 13 )Reflects securities directly owned by New York-New Jersey Regional Joint Board, Workers United ("New York-New Jersey Regional"). ( 14 )Reflect securities directly owned by Pennsylvania Joint Board Workers United, SEIU ("Pennsylvania Joint Board"). ( 15 )Reflects securities directly owned by Philadelphia Joint Board, Workers United ("Philadelphia Joint Board"). ( 16 )Reflects securities directly owned by Rochester Regional Joint Board Fund for the Future ("Rochester Regional Fund"). ( 17 )Reflects securities directly owned by Rochester Regional Joint Board, Workers United ("Rochester Workers United"). ( 18 )Reflects securities directly owned by Western States Regional Joint Board, Workers United ("Western States"). ( 19 )Reflects securities directly owned by Workers United Canada Council ("Workers United Canada"). ( 20 )Reflects securities directly owned by Workers United, Southern Regional Joint Board ("Southern Regional"). ( 21 )Reflects securities directly owned by Southwest Regional Joint Board ("Southwest"). ( 22 )Reflects securities directly owned by New York Metropolitan Area Joint Board, Workers United ("NY Metropolitan"). ( 23 )For purposes of this filing, the "Reporting Persons" means, as applicable, Workers United, Chicago & Midwest, Laundry, Distribution & Food Service, Local 50, Mid-Atlantic Regional, New York-New Jersey Regional, Pennsylvania Joint Board, Philadelphia Joint Board, Rochester Regional Fund, Rochester Workers United, Western States, Workers United Canada, Southern Regional, Southwest and NY Metropolitan. ( 24 )The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, any Reporting Person is the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein, if any. ( 25 )Information with respect to each Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

Remarks: Workers United disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.Each of the Reporting Persons may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each Reporting Person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the Reporting Person. This report shall not be deemed an admission that any Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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