Sec Form 3 Filing - OCA Acquisition Holdings LLC @ OCA Acquisition Corp. - 2021-01-20

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
OCA Acquisition Holdings LLC
2. Issuer Name and Ticker or Trading Symbol
OCA Acquisition Corp. [ OCAX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1345 AVENUE OF THE AMERICAS, 33RD FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
01/20/2021
(Street)
NEW YORK, NY10105
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B common stock ( 1 ) ( 1 ) ( 1 ) Class A common stock 3,737,500 ( 2 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
OCA Acquisition Holdings LLC
1345 AVENUE OF THE AMERICAS, 33RD FLOOR
NEW YORK, NY10105
X
Olympus Capital Holdings Asia LLC
1345 AVENUE OF THE AMERICAS, 33RD FLOOR
NEW YORK, NY10105
X
Shen David
1345 AVENUE OF THE AMERICAS, 33RD FLOOR
NEW YORK, NY10105
X X CEO and President
Mintz Daniel
1345 AVENUE OF THE AMERICAS, 33RD FLOOR
NEW YORK, NY10105
X X
Signatures
OCA Acquisition Holdings LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer 01/11/2024
Signature of Reporting Person Date
Olympus Capital Holdings Asia, LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer 01/11/2024
Signature of Reporting Person Date
/s/ David Shen 01/11/2024
Signature of Reporting Person Date
/s/ Daniel Mintz 01/11/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each share of Class B common stock will automatically convert into one share of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis.
( 2 )This Form 3 is being filed by the following reporting persons: OCA Acquisition Holdings LLC (the "Sponsor"), David Shen, Daniel Mintz and Olympus Capital Holdings Asia, LLC ("Olympus Capital," and, together with the Sponsor, Mr. Shen and Mr. Mintz, the "Reporting Persons"). The Sponsor is the record holder of the shares reported herein. Olympus Capital Asia V, L.P. ("Olympus") currently is the majority and managing member of the Sponsor. Olympus Capital is the investment adviser to Olympus, and Mr. Shen and Mr. Mintz possess certain consent rights over decisions with respect to the investments of Olympus Capital and therefore may be deemed to beneficially own the reported securities. Each Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein.

Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney (David Shen); Exhibit 24.2 - Power of Attorney (Daniel Mintz)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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