Sec Form 3 Filing - Attaway Kenneth D. @ Academy Sports & Outdoors, Inc. - 2020-10-02

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Attaway Kenneth D.
2. Issuer Name and Ticker or Trading Symbol
Academy Sports & Outdoors, Inc. [ ASO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, COO
(Last) (First) (Middle)
C/O ACADEMY SPORTS AND OUTDOORS, INC., 1800 NORTH MASON ROAD
3. Date of Earliest Transaction (MM/DD/YY)
10/02/2020
(Street)
KATY, TX77449
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 161,043 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $ 5.23 ( 2 ) 08/30/2021 Common Stock 206,349 D
Stock Options (Right to Buy) $ 5.23 ( 3 ) 08/30/2021 Common Stock 206,349 D
Stock Options (Right to Buy) $ 16.7 ( 2 ) 03/27/2026 Common Stock 37,567 D
Stock Options (Right to Buy) $ 16.7 ( 4 ) 03/23/2027 Common Stock 39,096 D
Stock Options (Right to Buy) $ 16.7 ( 5 ) 03/23/2027 Common Stock 19,547 D
Stock Options (Right to Buy) $ 16.48 ( 6 ) 04/05/2028 Common Stock 35,784 D
Stock Options (Right to Buy) $ 16.48 ( 7 ) 04/05/2028 Common Stock 17,892 D
Stock Options (Right to Buy) $ 16.57 ( 8 ) 03/07/2029 Common Stock 35,817 D
Stock Options (Right to Buy) $ 16.57 ( 9 ) 03/07/2029 Common Stock 17,641 D
Stock Options (Right to Buy) $ 17.3 ( 10 ) 03/05/2030 Common Stock 35,935 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Attaway Kenneth D.
C/O ACADEMY SPORTS AND OUTDOORS, INC.
1800 NORTH MASON ROAD
KATY, TX77449
EVP, COO
Signatures
/s/ Rene G. Casares, Attorney-in-Fact 10/02/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes: (a) 72,337 time-based restricted stock units, and (b) 12,516 performance-based restricted stock units that vest if certain performance criteria and/or Issuer stock price conditions are met.
( 2 )These time-based options are fully vested.
( 3 )These performance-based options are fully vested.
( 4 )These time-based options vest in four equal annual installments beginning on March 23, 2018.
( 5 )These performance-based options vest as follows: (a) 8,283 have vested, (b) 2,762 shall vest on February 3, 2021, and (c) the remaining portion shall vest in full on February 1, 2021 if certain Issuer stock price conditions are met on such date as determined by the Issuer.
( 6 )These time-based options vest in four equal annual installments beginning on April 5, 2019.
( 7 )These performance-based options shall vest in full on February 2, 2022 if certain stock price conditions are met on such date as determined by the Issuer.
( 8 )These time-based options vest in four equal annual installments beginning on March 7, 2020.
( 9 )These performance-based options vest as follows: (a) 4,410 have vested, and (b) the remaining portion shall vest in three equal annual installments beginning on February 1, 2021.
( 10 )These time-based options vest in four equal annual installments beginning on March 5, 2021.

Remarks:
Exhibit List: Exhibit 24 - Power of Attorney.

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