Sec Form 4 Filing - Hartz Kevin @ Markforged Holding Corp - 2020-12-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hartz Kevin
2. Issuer Name and Ticker or Trading Symbol
Markforged Holding Corp [ MKFG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
C/O MARKFORGED HOLDING CORPORATION, 480 PLEASANT STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/08/2020
(Street)
WATERTOWN, MA02472
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Ordinary Shares ( 1 ) 12/08/2020 D 443,700 ( 1 ) ( 1 ) Class A Common Shares 443,700 $ 0.004 1,774,800 I See footnotes( 2 )( 3 )
Class B Ordinary Shares ( 1 ) 12/08/2020 D 39,150 ( 1 ) ( 1 ) Class A Common Shares 39,150 $ 0.004 156,600 I See footnotes( 2 )( 4 )
Class B Ordinary Shares ( 1 ) 12/08/2020 D 39,150 ( 1 ) ( 1 ) Class A Common Shares 39,150 $ 0.004 156,600 I See footnotes( 2 )( 5 )
Warrant to Purchase Class A Ordinary Shares (right to buy) $ 11.5 12/08/2020 D 267,750 ( 6 ) ( 6 ) Class A Common Shares 267,750 $ 2 803,250( 5 ) I See footnotes( 2 )( 3 )
Warrant to Purchase Class A Ordinary Shares (right to buy) $ 11.5 12/08/2020 D 23,625 ( 6 ) ( 6 ) Class A Common Shares 23,625 $ 2 70,875( 5 ) I See footnotes( 2 )( 4 )
Warrant to Purchase Class A Ordinary Shares (right to buy) $ 11.5 12/08/2020 D 23,625 ( 6 ) ( 6 ) Class A Common Shares 23,625 $ 2 70,875( 5 ) I See footnotes( 2 )( 5 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hartz Kevin
C/O MARKFORGED HOLDING CORPORATION
480 PLEASANT STREET
WATERTOWN, MA02472
X Chief Executive Officer
Signatures
/s/ Stephen Karp, Attorney-in-Fact 02/25/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination.
( 2 )Prior to the date of the transactions in this report, the Reporting Person transferred his membership interest in A-Star LLC, the Issuer's sponsor and the direct owner of the securities reported herein ("A-Star"), to the trusts described in the footnotes below. The total number of securities that the Reporting Person may be deemed to beneficially own did not change as a result of these transfers. On December 8, 2020, A-Star admitted an additional member, in connection with which membership interests were transferred at the original purchase cost of the underlying securities. The Reporting Person disclaims beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
( 3 )Reflects the proportionate amount of securities the Reporting Person may be deemed to beneficially own in his capacity as co-trustee of the Hartz Family Revocable Trust, which is a member of A-Star.
( 4 )Reflects the proportionate amount of securities the Reporting Person may be deemed to beneficially own in his capacity as trustee of The Kevin Earnest Hartz 2020 Annuity Trust U/A/D, which is a member of A-Star.
( 5 )Reflects the proportionate amount of securities the Reporting Person may be deemed to beneficially own in connection with his spouse being a trustee of The Julia D. Hartz 2020 Annuity Trust U/A/D, which is a member of A-Star.
( 6 )The warrants are exercisable for shares of Class A ordinary shares beginning on the later of 30 days after the closing of the Issuer's initial business combination and the first anniversary of its initial public offering and expire on the fifth anniversary of the Issuer's initial business combination.

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