Sec Form 3 Filing - Apotheker Leo @ Burgundy Technology Acquisition Corp - 2020-08-26

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Apotheker Leo
2. Issuer Name and Ticker or Trading Symbol
Burgundy Technology Acquisition Corp [ BTAQ.U]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Co-CEO
(Last) (First) (Middle)
C/O BURGUNDY TECHNOLOGY ACQUISITION CORP, PO BOX 1093, BOUNDARY HALL, CRICKET SQ
3. Date of Earliest Transaction (MM/DD/YY)
08/26/2020
(Street)
GRAND CAYMAN, E9KY1-1102
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares ( 1 ) 950,000 I By Burgundy Technology Sponsor Limited ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Ordinary Shares ( 3 ) ( 3 ) ( 3 ) Class A Ordinary Shares 8,625,000 ( 4 ) I By Burgundy Technology Sponsor Limited ( 2 )
Warrants ( 1 ) ( 5 ) $ 11.5 ( 6 ) ( 7 ) Class A Ordinary Shares 475,000 I By Burgundy Technology Sponsor Limited ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Apotheker Leo
C/O BURGUNDY TECHNOLOGY ACQUISITION CORP
PO BOX 1093, BOUNDARY HALL, CRICKET SQ
GRAND CAYMAN, E9KY1-1102
X X Co-CEO
MacKey James Scott
C/O BURGUNDY TECHNOLOGY ACQUISITION CORP
PO BOX 1093, BOUNDARY HALL, CRICKET SQ
GRAND CAYMAN, E9KY1-1102
X X Co-CEO, CFO & Secretary
Burgundy Technology Sponsor Ltd
C/O BURGUNDY TECHNOLOGY ACQUISITION CORP
PO BOX 1093, BOUNDARY HALL, CRICKET SQ
GRAND CAYMAN, E9KY1-1102
X
Signatures
/s/ Leo Apotheker 08/26/2020
Signature of Reporting Person Date
/s/ James Scott Mackey 08/26/2020
Signature of Reporting Person Date
/s/ James Scott Mackey, Director of Burgundy Technology Sponsor Limited 08/26/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes securities underlying 950,000 units which, prior to the effectiveness of the registration statement relating to the issuer's public offering, Burgundy Technology Sponsor Limited (the "Sponsor") irrevocably committed to purchase. Each unit consists of one share of Class A ordinary share and one-half of one warrant, with each whole warrant entitling the holder to purchase one share of Class A ordinary share at $11.50 per share. The purchase of these units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.
( 2 )The Sponsor is the record holder of the shares and warrants reported herein. Messrs. Leo Apotheker and James Scott Mackey are shareholders of the Sponsor. Each of Messrs. Apotheker and Mackey disclaims beneficial interests of such shares and warrants except to the extent of his pecuniary interest therein.
( 3 )As described in the issuer's registration statement on Form S-1 (File No. 333-240243) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for share subdivisions, share consolidations, share capitalizations, rights issuances, reorganizations, recapitalizations and the like, and subject to certain adjustments described therein and have no expiration date.
( 4 )Includes up to 1,125,000 Class B ordinary shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' option to purchase additional units is exercised.
( 5 )Includes 475,000 warrants underlying the units referred to in footnote 1.
( 6 )The warrants will become exercisable on the later of (a) 30 days after the issuer's completion of an initial business combination or 12 months after the closing of the issuer's initial public offering.
( 7 )The warrants will expire five years after the completion of the Issuer's initial business combination.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.