Sec Form 3 Filing - Pegula Terrence M. @ East Resources Acquisition Co - 2020-07-22

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Pegula Terrence M.
2. Issuer Name and Ticker or Trading Symbol
East Resources Acquisition Co [ ERESU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO & President
(Last) (First) (Middle)
C/O EAST RESOURCES ACQUISITION COMPANY, 7777 NW BEACON SQUARE BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
07/22/2020
(Street)
BOCA RATON, FL33487
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 8,615,000 ( 2 ) I See footnote ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pegula Terrence M.
C/O EAST RESOURCES ACQUISITION COMPANY
7777 NW BEACON SQUARE BLVD.
BOCA RATON, FL33487
X X CEO & President
Pegula Kim S
C/O EAST RESOURCES ACQUISITION COMPANY
7777 NW BEACON SQUARE BLVD.
BOCA RATON, FL33487
X X
East Sponsor, LLC
C/O EAST RESOURCES ACQUISITION COMPANY
7777 NW BEACON SQUARE BLVD.
BOCA RATON, FL33487
X
East Asset Management, LLC
C/O EAST RESOURCES ACQUISITION COMPANY
7777 NW BEACON SQUARE BLVD.
BOCA RATON, FL33487
X
Signatures
/s/ Gary L. Hagerman, Jr., Attorney-in-Fact for Terrence M. Pegula 07/22/2020
Signature of Reporting Person Date
/s/ Gary L. Hagerman, Jr., Attorney-in-Fact for Kim S. Pegula 07/22/2020
Signature of Reporting Person Date
East Sponsor, LLC, By: East Asset Management, LLC, its Managing Member, By: /s/ Gary L. Hagerman, Jr., Name: Gary L. Hagerman, Jr., Attorney-in-Fact for Terrence M. Pegula and Kim S. Pegula, Managing Members 07/22/2020
Signature of Reporting Person Date
East Asset Management, LLC, By: /s/ Gary L. Hagerman, Jr., Name: Gary L. Hagerman, Jr., Attorney-in-Fact for Terrence M. Pegula and Kim S. Pegula, Managing Members 07/22/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
( 2 )Includes up to 1,125,000 Class B Common Stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering of common stock do not exercise their over-allotment option in full or in part.
( 3 )Shares held directly by East Sponsor, LLC. East Asset Management, LLC is the managing member of East Sponsor, LLC, and Terrence M. Pegula and Kim S. Pegula are the managing members of East Asset Management, LLC. As such, they may be deemed to have or share beneficial ownership of the Class B Common Stock held directly by East Sponsor, LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Remarks:
Exhibit 24 - Power of Attorney.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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