Sec Form 4 Filing - RIZVI SUHAIL @ PLBY Group, Inc. - 2021-03-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RIZVI SUHAIL
2. Issuer Name and Ticker or Trading Symbol
PLBY Group, Inc. [ PLBY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
260 EAST BROWN STREET, SUITE 380
3. Date of Earliest Transaction (MM/DD/YY)
03/19/2021
(Street)
BIRMINGHAM, MI48009
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/19/2021 J( 1 ) 50,000 ( 1 ) D 17,051,047 ( 1 ) ( 2 ) I See footnote ( 1 ) ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RIZVI SUHAIL
260 EAST BROWN STREET
SUITE 380
BIRMINGHAM, MI48009
X X
Signatures
/s/ Suhail Rizvi 04/21/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents 50,000 of 100,000 shares of common stock previously held by RT PE Investment LLC ("RT PE Investment"). RT PE Investment was managed by RTM-ICON, LLC ("RTM-ICON"). On March 19, 2021, RT PE Investment was dissolved and 100,000 shares held by it were distributed to its members: 50,000 shares of which were distributed to Rizvi Master, LLC, an entity controlled by Suhail Rizvi, Chairman of PLBY Group, Inc., and 50,000 shares of which were distributed to the Bircoll Kohn Family Trust, of which Ben Kohn, Chief Executive Officer and Director of PLBY Group, Inc., is trustee and controlling person. No consideration was paid for such distribution.
( 2 )RTM-ICON is also the manager of RT-ICON Holdings LLC ("RT-ICON"). Rizvi Traverse Management, LLC ("Rizvi Traverse") is the sole member of RTM-ICON. Messrs. Suhail Rizvi and John Giampetroni are managers of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Messrs. Rizvi and Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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