Sec Form 3 Filing - EPIQ Capital Group, LLC @ Applied Molecular Transport Inc. - 2020-06-04

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
EPIQ Capital Group, LLC
2. Issuer Name and Ticker or Trading Symbol
Applied Molecular Transport Inc. [ AMTI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Managing Member of 10% owner
(Last) (First) (Middle)
ONE LOMBARD STREET, SUITE 200
3. Date of Earliest Transaction (MM/DD/YY)
06/04/2020
(Street)
SAN FRANCISCO, CA94111
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Series B Preferred Stock 2,149,292 ( 1 ) I ( 3 ) ( 4 ) By EPQ LLC, AMT PS
Series C Preferred Stock 3,394,948 ( 2 ) I ( 3 ) ( 4 ) By EPQ LLC, AMTB PS
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
EPIQ Capital Group, LLC
ONE LOMBARD STREET, SUITE 200
SAN FRANCISCO, CA94111
Managing Member of 10% owner
EPQ LLC AMT PS
ONE LOMBARD STREET, SUITE 200
SAN FRANCISCO, CA94111
X
EPQ LLC, AMTB PS
ONE LOMBARD STREET, SUITE 200
SAN FRANCISCO, CA94111
X
Signatures
Chad Boeding 06/04/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )EPQ LLC, AMT PS is the direct owner of these shares.
( 2 )EPQ LLC, AMTB PS is the direct owner of these shares.
( 3 )EPIQ Capital Group, LLC ("EPIQ") is the managing member of EPQ LLC, AMT PS and EPQ LLC, AMTB PS (the "EPIQ funds"). Chad Boeding is the Manager of EPIQ.
( 4 )Each of EPIQ and Mr. Boeding disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 except to the extent of their pecuniary interests therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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