Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Here is the list of insider trading transaction codes
FORM 3/A
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||
| ||||||||||||||||||||||||
| ||||||||||||||||||||||||
|
Remarks: This amendment is being filed to reflect that Eli Baker does not have beneficial ownership or reportable pecuniary interest in the securities held by Eagle Equity Partners II ("Eagle II"), LLC. Mr. Baker and Harry Sloan were incorrectly described as having indirect beneficial ownership and pecuniary interest in the securities held by Eagle II in a Form 3 filed jointly by them and Eagle II on March 5, 2020. Messrs. Baker and Sloan continue to be managing members of Eagle II. However, neither of Mr. Baker nor Mr. Sloan is deemed to be a beneficial owner as defined in Rule 13d-3 or to have reportable pecuniary interest as defined in Rule 16a-1(a)(2)(iii) in the securities held by Eagle II, because neither is a controlling holder of Eagle II nor has investment control over its shares in the issuer, insofar as investment decisions by Eagle II require the consent of a majority of the managing members. A subsequent Form 4 for the Issuer also incorrectly described Mr. Baker as having indirect ownership in the securities held by Eagle II. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.