Sec Form 4/A Filing - Harris Jeffrey Todd @ SpringBig Holdings, Inc. - 2023-06-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Harris Jeffrey Todd
2. Issuer Name and Ticker or Trading Symbol
SpringBig Holdings, Inc. [ SBIG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
621 NW 53RD STREET, SUITE 260
3. Date of Earliest Transaction (MM/DD/YY)
06/16/2023
(Street)
BOCA RATON, FL33487
4. If Amendment, Date Original Filed (MM/DD/YY)
06/21/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2023 M 223,769 ( 1 ) A $ 0.52 952,272 D
Common Stock 06/28/2023 A 820,000 ( 2 ) ( 3 ) A $ 0 1,772,272 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Harris Jeffrey Todd
621 NW 53RD STREET
SUITE 260
BOCA RATON, FL33487
X X Chief Executive Officer
Signatures
/s/ Paul Sykes, as Attorney-in-Fact 07/06/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On June 16, 2023, the reporting person filed a Form 4 which inadvertently reported that he acquired 233,769 shares of common stock in connection with the exercise of stock options. In fact, as reported in this amendment, he acquired 223,769 shares of common stock in connection with the exercise of stock options.
( 2 )On June 28, 2023, the reporting person filed a Form 4 which inadvertently reported that the issuer granted him 25,000 shares of common stock in the form of restricted stock units and that following such grant, he directly held 977,272 shares of common stock. In fact, as reported in this amendment, the issuer granted the reporting person 820,000 shares of common stock in the form of restricted stock units and following such grant, he directly held 1,772,272 shares of common stock.
( 3 )These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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