Sec Form 3 Filing - Matthews Joshua Brandon @ SelectQuote, Inc. - 2023-08-09

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Matthews Joshua Brandon
2. Issuer Name and Ticker or Trading Symbol
SelectQuote, Inc. [ SLQT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, SelectQuote Senior
(Last) (First) (Middle)
6800 WEST 115TH STREET, SUITE 2511
3. Date of Earliest Transaction (MM/DD/YY)
08/09/2023
(Street)
OVERLAND PARK, KS66211
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 302,973 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options ( 1 ) $ 1.88 ( 2 ) 08/22/2028 Common Stock, par value $0.01 per share 2,672 D
Employee Stock Options ( 3 ) $ 21.9 ( 4 ) 07/17/2030 Common Stock, par value $0.01 per share 30,000 D
Employee Stock Options ( 3 ) $ 17.89 ( 4 ) 08/01/2030 Common Stock, par value $0.01 per share 20,216 D
Restricted Stock Units ( 5 ) ( 7 ) ( 6 ) 08/01/2030 Common Stock, par value $0.01 per share 1,263 D
Employee Stock Options ( 3 ) $ 17.8 ( 4 ) 08/01/2031 Common Stock, par value $0.01 per share 30,440 D
Restricted Stock Units ( 5 ) ( 7 ) ( 6 ) 08/01/2031 Common Stock, par value $0.01 per share 3,805 D
Employee Stock Options ( 3 ) $ 2.51 ( 4 ) 03/10/2032 Common Stock, par value $0.01 per share 140,000 D
Restricted Stock Units ( 5 ) ( 7 ) ( 8 ) 08/01/2032 Common Stock, par value $0.01 per share 43,389 D
Price-Vested Restricted Stock Units ( 9 ) ( 11 ) ( 10 ) 08/01/2027 Common Stock, par value $0.01 per share 157,500 D
Restricted Stock Units ( 5 ) ( 7 ) ( 8 ) 08/01/2033 Common Stock, par value $0.01 per share 173,333 D
Price-Vested Restricted Stock Units ( 9 ) ( 11 ) ( 12 ) 08/01/2028 Common Stock, par value $0.01 per share 86,667 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Matthews Joshua Brandon
6800 WEST 115TH STREET
SUITE 2511
OVERLAND PARK, KS66211
President, SelectQuote Senior
Signatures
/s/ Daniel A. Boulware, Attorney-in-Fact 08/18/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents incentive sto ck options of SelectQuote, Inc. (the "Company") granted to the recipient pursuant to the Company's 2003 Stock Incentive Plan. Each option represents the contingent right to purchase one share of the Company's common stock, par value $0.01 per share, at a predetermined price specified in Column 4 of this table.
( 2 )The option vests as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining shares subject to the option monthly thereafter, subject to the recipient's continued employment with the Company through the applicable vesting date. As of the date hereof, the option has vested in full.
( 3 )Represents non-qualified stock options of the Company granted to the recipient pursuant to the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each option represents the contingent right to purchase one share of the Company's common stock, par value $0.01 per share, at a predetermined price specified in Column 4 of this table.
( 4 )The option vests ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.
( 5 )Represents restricted stock units of the Company granted to the recipient pursuant to the Plan.
( 6 )The restricted stock units vest ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.
( 7 )Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share.
( 8 )The restricted stock units vest ratably in three annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.
( 9 )Represents price-vested restricted stock units of the Company ("PVUs") granted to the recipient pursuant to the Plan.
( 10 )The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $4.00, $7.50, $10.00, and $12.50 during the five-year performance period.
( 11 )Each PVU represents the contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon the Company's common stock reaching certain predetermined average trading prices, subject to applicable vesting conditions.
( 12 )The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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