Sec Form 4 Filing - Grant Robert Clay @ SelectQuote, Inc. - 2020-07-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Grant Robert Clay
2. Issuer Name and Ticker or Trading Symbol
SelectQuote, Inc. [ SLQT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
PRESIDENT, SELECTQUOTE SENIOR
(Last) (First) (Middle)
C/O SELECTQUOTE, INC., 6800 WEST 115TH STREET, SUITE 2511
3. Date of Earliest Transaction (MM/DD/YY)
07/08/2020
(Street)
OVERLAND PARK, KS66211
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 07/08/2020 J( 1 ) 10,681 A $ 0 1,290,046 ( 1 ) D
Common Stock, par value $0.01 per share 07/08/2020 J( 1 ) 7,120 A $ 0 463,639 ( 1 ) ( 2 ) I By Haakon Capital, LLC
Common Stock, par value $0.01 per share 1,440,000 ( 3 ) I By Self as Trustee for the Robert Clay Grant Irrevocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Grant Robert Clay
C/O SELECTQUOTE, INC.
6800 WEST 115TH STREET, SUITE 2511
OVERLAND PARK, KS66211
PRESIDENT, SELECTQUOTE SENIOR
Signatures
/s/ Daniel A. Boulware, Attorney in Fact 07/09/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.
( 2 )Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.
( 3 )Beneficially owned by Mr. Grant as the trustee of Robert Clay Grant Irrevocable Trust.

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