Sec Form 4 Filing - DiSanto Jim @ Quanergy Systems, Inc. - 2022-04-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
DiSanto Jim
2. Issuer Name and Ticker or Trading Symbol
Quanergy Systems, Inc. [ QNGY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O QUANERGY SYSTEMS, INC., 433 LAKESIDE DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
04/04/2022
(Street)
SUNNYVALE, CA94085
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/04/2022 J( 1 ) 22,115 D $ 0 379,531 I See footnote.( 2 )
Common Stock 04/04/2022 J( 3 ) 45,757 D $ 0 0 I See footnote.( 4 )
Common Stock 04/04/2022 J( 5 ) 34,878 D $ 0 0 I See footnote.( 6 )
Common Stock 07/28/2022 J( 7 ) 64,130 D $ 0 47,464 I See footnote (2)
Common Stock 07/28/2022 J( 8 ) 26,084 A $ 0 111,598 D
Common Stock 26,631 I See footnote.( 9 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
DiSanto Jim
C/O QUANERGY SYSTEMS, INC.
433 LAKESIDE DRIVE
SUNNYVALE, CA94085
X
Signatures
/s/ Jerry Allison, Attorney-in-Fact 08/01/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On April 4, 2022 Transportation Technology Ventures LLC distributed, for no consideration, 22,115 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant toan agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto.
( 2 )Shares are directly held by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by Transportation Technology Ventures LLC.
( 3 )On April 4, 2022 Transportation Technology Ventures II L.P. distributed, for no consideration, 45,757 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto.
( 4 )Shares were held by Transportation Technology Ventures II, L.P. ("TTV II, L.P.") TTV II, L.P. is managed by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by TTV V, L.P.
( 5 )On April 4, 2022 Transportation Technology Ventures V L.P. distributed, for no consideration, 34,878 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto.
( 6 )Shares were held by Transportation Technology Ventures V, L.P. ("TTV V, L.P.") TTV V, L.P. is managed by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by TTV V, L.P.
( 7 )On July 28, 2022 Transportation Technology Ventures LLC distributed, for no consideration, 64,130 shares of common stock of the Issuer to the limited partners, representing such partner's pro rata interests in such shares. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
( 8 )Shares received from distribution on July 28, 2022 as described in Footnote 7.
( 9 )Shares are held directly by Motus-VGO Autonomous IOT Fund, L.P. ("Motus-VGO"). Motus VGO is managed by Motus-VGO GP LLC and Motus VGO GP LLC is controlled by Mr. DiSanto. Accordingly Mr. DiSanto may be deemed to be a beneficial owner of the shares held by Motus-VGO.

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