Sec Form 4 Filing - CITIC Capital Acquisition LLC @ CITIC Capital Acquisition Corp. - 2020-05-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CITIC Capital Acquisition LLC
2. Issuer Name and Ticker or Trading Symbol
CITIC Capital Acquisition Corp. [ CCAC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Director by Deputization
(Last) (First) (Middle)
9/F EAST TOWER, GENESIS BEIJING, NO.8 XINYUAN SOUTH RD, CHAOYANG DISTRICT
3. Date of Earliest Transaction (MM/DD/YY)
05/07/2020
(Street)
BEIJING, F4100027
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Ordinary Shares, par value $0.0001 per share ( 2 ) 05/07/2020 J( 3 ) 22,000 ( 2 ) ( 2 ) Class A Ordinary Shares 22,000 ( 3 ) $ 0 6,015,500 D ( 1 ) ( 2 ) ( 5 ) ( 6 )
Class B Ordinary Shares, par value $0.0001 per share ( 2 ) 02/10/2021 J( 4 ) 13,000 ( 2 ) ( 2 ) Class A Ordinary Shares 13,000 ( 3 ) $ 0 6,002,500 D ( 1 ) ( 2 ) ( 5 ) ( 6 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CITIC Capital Acquisition LLC
9/F EAST TOWER, GENESIS BEIJING
NO.8 XINYUAN SOUTH RD, CHAOYANG DISTRICT
BEIJING, F4100027
X X Director by Deputization
Signatures
/s/ Daniel Nussen, Attorney-in-Fact for CITIC Capital Acquisition LLC 02/23/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This form is being filed by the following reporting person: CITIC Capital Acquisition LLC (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such pecuniary interest therein, if any.
( 2 )The Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") of CITIC Capital Acquisition Corp. (the "Issuer") have no expiration date and are convertible into shares of Class A ordinary shares, par value $0.0001 per share of the Issuer, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-236006).
( 3 )On May 7, 2020, the Reporting Person transferred 22,000 Class B Shares to Ross Haghighat, a director of Issuer, for no consideration. Due to inadvertent administrative oversight, this transfer was not previously reported.
( 4 )On February 10, 2021, the Reporting Person transferred 13,000 Class B Shares to Mark B. Segall, a director of Issuer, for no consideration.
( 5 )The securities are held directly by the Reporting Person. CITIC Capital MB Investment Limited, a Cayman Islands exempted company, is the sole member and the manager, and has sole voting and investment discretion with respect to the securities held of record by the Reporting Person. CITIC Capital MB Investment Limited is managed by a board of directors comprised of four directors who may act unanimously in writing or by majority consent during a meeting.
( 6 )Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of its respective pecuniary interests.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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