Sec Form 4 Filing - Hebert Peter @ Aeva Technologies, Inc. - 2021-09-08

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

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The following is an SEC EDGAR document rendered as filed.
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Hebert Peter
2. Issuer Name and Ticker or Trading Symbol
Aeva Technologies, Inc. [ AEVA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
920 BROADWAY, 11TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
09/08/2021
(Street)
NEW YORK, NY10010
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/08/2021J( 1 ) 7,346,159 D $ 0 22,038,475 I See Footnote ( 1 )
Common Stock 1,959,371 I See Footnote ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hebert Peter
920 BROADWAY, 11TH FLOOR
NEW YORK, NY10010
X
Wolfe Josh
920 BROADWAY, 11TH FLOOR
NEW YORK, NY10010
X
Lux Ventures IV, L.P.
920 BROADWAY, 11TH FLOOR
NEW YORK, NY10010
X
Lux Co-Invest Opportunities, L.P.
920 BROADWAY, 11TH FLOOR
NEW YORK, NY10010
X
Lux Venture Partners IV, LLC
920 BROADWAY, 11TH FLOOR
NEW YORK, NY10010
X
Lux Co-Invest Partners, LLC
920 BROADWAY, 11TH FLOOR
NEW YORK, NY10010
X
Signatures
/s/ Segolene Scarborough, Segolene Scarborough, Attorney-in-Fact for Peter Hebert09/10/2021
** Signature of Reporting Person Date
/s/ Segolene Scarborough, Segolene Scarborough, Attorney-in-Fact for Josh Wolfe09/10/2021
** Signature of Reporting Person Date
LUX VENTURE PARTNERS IV, LLC, /s/ Segolene Scarborough, Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing Member09/10/2021
** Signature of Reporting Person Date
LUX VENTURES IV, L.P., By: Lux Venture Partners IV, LLC, Its: General Partner, /s/ Segolene Scarborough, Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing Member09/10/2021
** Signature of Reporting Person Date
LUX CO-INVEST PARTNERS, LLC, /s/ Segolene Scarborough, Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing09/10/2021
** Signature of Reporting Person Date
LUX CO-INVEST OPPORTUNITIES, L.P., By: Lux Co-Invest Partners, LLC, Its: General Partner, /s/ Segolene Scarborough, Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing Member09/10/2021
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Pro rata distribution from Lux Ventures IV, L.P. to its partners. Lux Venture Partners IV, LLC is the general partner of Lux Ventures IV, L.P. and exercises voting and dispositive power over the shares noted herein held by Lux Ventures IV, L.P. Peter Hebert and Josh Wolfe are the individual managing members of Lux Venture Partners IV, LLC (the "Individual Lux Managers"). The Individual Lux Managers, as the sole managers of Lux Venture Partners IV, LLC, may be deemed to share voting and dispositive power for the shares noted herein held by Lux Ventures IV, L.P. Each of Lux Venture Partners IV, LLC and the Individual Lux Managers separately disclaim beneficial ownership over the shares noted herein except to the extent of their pecuniary interest therein.
( 2 )These shares are owned directly by Lux Co-Invest Opportunities, L.P. Lux Co-Invest Partners, LLC is the general partner of Lux Co-Invest Opportunities, L.P. and exercises voting and dispositive power over the shares noted herein held by Lux Co-Invest Opportunities, L.P. The Individual Lux Managers are the individual managing members of Lux Co-Invest Partners, LLC. The Individual Lux Managers, as the sole managers of Lux Co-Invest Partners, LLC, may be deemed to share voting and dispositive power for the shares noted herein held by Lux Co-Invest Opportunities, L.P. Each of Lux Co-Invest Partners, LLC and the Individual Lux Managers separately disclaim beneficial ownership over the shares noted herein except to the extent of their pecuniary interest.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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