Sec Form 3 Filing - SOFTBANK GROUP CORP. @ Ethos Technologies Inc. - 2026-01-28

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SOFTBANK GROUP CORP.
2. Issuer Name and Ticker or Trading Symbol
Ethos Technologies Inc. [ LIFE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1-7-1, KAIGAN,
3. Date of Earliest Transaction (MM/DD/YY)
01/28/2026
(Street)
MINATO-KU TOKYO, M0105-7537
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 431,813 I See footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A-2 Preferred Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 11,881 I See footnote ( 1 )
Series A Preferred Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 395,837 I See footnote ( 1 )
Series D-1 Preferred Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 2,289,371 I See footnote ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SOFTBANK GROUP CORP.
1-7-1, KAIGAN
MINATO-KU TOKYO, M0105-7537
X
SB Global Advisers Ltd
69 GROSVENOR STREET
LONDON W1K 3JP,, X0W1K 3JP
X
SOFTBANK VISION FUND II-2 L.P.
C/O GEN II (JERSEY) LIMITED,
47 ESPLANADE
ST. HELIER,, Y9JE1 0BD
X
SVF II Aggregator (Jersey) L.P.
C/O GEN II (JERSEY) LIMITED,
47 ESPLANADE
ST. HELIER,, Y9JE1 0BD
X
SVF II Holdings (DE) LLC
1521 CONCORD PIKE
WILMINGTON,, DE19803
X
Signatures
SoftBank Group Corp., By: /s/ Yuko Yamamoto, Head of Corporate Legal Department 01/29/2026
Signature of Reporting Person Date
SB Global Advisers Limited, By: /s/ Stephen Lam, General Counsel 01/29/2026
Signature of Reporting Person Date
SoftBank Vision Fund II-2 L.P., By: /s/ SB Global Advisers Limited, its Manager, By: /s/ Stephen Lam, General Counsel 01/29/2026
Signature of Reporting Person Date
SVF II Aggregator (Jersey) LP, By: /s/ Michael Johnson, Director 01/29/2026
Signature of Reporting Person Date
SVF II Holdings (DE) LLC, By: /s/ Jonathan Duckles, Director 01/29/2026
Signature of Reporting Person Date
SVF II Investment Holdings (Jersey) L.P., By: SVF II GP (Jersey) Limited, its general partner, By: /s/ Robert Milner 01/29/2026
Signature of Reporting Person Date
SVF II Investment Holdings LLC, By: /s/ Jonathan Duckles, Director 01/29/2026
Signature of Reporting Person Date
SVF II Investment Holdings (Subco) LLC, By: /s/ Jonathan Duckles, Director 01/29/2026
Signature of Reporting Person Date
SVF II Aggregator (DE) LLC, By: /s/ Jonathan Duckles, Director 01/29/2026
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF.
( 2 )The Series A, Series A-2, and Series D-1 Preferred Stock are each convertible into Class A Common Stock on a ratio dependent on the public offering price of the Class A Common Stock in the Issuer's initial public offering, and have no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Series A, Series A-2, and Series D-1 Preferred Stock will be automatically converted into shares of Class A Common Stock of the Issuer. Each Share of the Series A Preferred Stock, Series A-2 Preferred Stock, and Series D-1 Preferred Stock has no expiration date.

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