Sec Form 4 Filing - Versant Vantage I, L.P. @ Aprea Therapeutics, Inc. - 2020-05-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Versant Vantage I, L.P.
2. Issuer Name and Ticker or Trading Symbol
Aprea Therapeutics, Inc. [ APRE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
ONE SANSOME STREET, SUITE 3630
3. Date of Earliest Transaction (MM/DD/YY)
05/18/2020
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/18/2020 J( 1 ) 116,664 D $ 0 216,669 D ( 2 )
Common Stock 05/18/2020 J( 3 ) 1,750 A $ 0 1,750 I See footnotes ( 4 )
Common Stock 05/18/2020 J( 5 ) 1,750 D $ 0 0 I See footnotes ( 4 )
Common Stock 05/18/2020 J( 6 ) 1,734 A $ 0 1,734 I See footnotes ( 7 )
Common Stock 05/18/2020 J( 8 ) 1,734 D $ 0 0 I See footnotes ( 7 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Dispose d of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Versant Vantage I, L.P.
ONE SANSOME STREET, SUITE 3630
SAN FRANCISCO, CA94104
X
Versant Vantage I GP, L.P.
ONE SANSOME STREET, SUITE 3630
SAN FRANCISCO, CA94104
X
Versant Vantage I GP-GP, LLC
ONE SANSOME STREET, SUITE 3630
SAN FRANCISCO, CA94104
X
Signatures
Versant Vantage I, L.P. By: Versant Vantage I GP, L.P. Its: General Partner By: Versant Vantage I GP-GP, LLC. Its: General Partner By: /s/ Robin L. Praeger, Managing Director 05/20/2020
Signature of Reporting Person Date
Versant Vantage I GP, L.P. By: Versant Vantage I GP-GP, LLC Its: General Partner By: /s/ Robin L. Praeger, Managing Director 05/20/2020
Signature of Reporting Person Date
Versant Vantage I GP-GP, LLC By: /s/ Robin L. Praeger, Managing Director 05/20/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Vantage I, L.P. ("Vantage") without consideration to its partners.
( 2 )These Shares are directly held by Vantage. Versant Vantage I GP-GP, LLC ("Vantage GP-GP") is the general partner of Versant Vantage I GP, L.P. ("Vantage GP"), which is the general partner of Vantage. Each of Vantage GP-GP and Vantage GP may be deemed to indirectly beneficially own the shares beneficially owned by Vantage, but each disclaims such beneficial ownership except to the extent of its pecuniary interest therein.
( 3 )Represents a change in the form of ownership of Vantage GP by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Vantage.
( 4 )The shares are held by Vantage GP.
( 5 )Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Vantage GP without consideration to its partners.
( 6 )Represents a change in the form of ownership of Vantage GP-GP by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Vantage GP.
( 7 )The shares are held by Vantage GP-GP.
( 8 )Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Vantage GP-GP without consideration to its members.

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