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Sec Form 4 Filing - COHEN DANIEL G @ FinTech Acquisition Corp. IV - 2020-10-05

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
COHEN DANIEL G
2. Issuer Name and Ticker or Trading Symbol
FinTech Acquisition Corp. IV [ FTIV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last)
(First)
(Middle)
2929 ARCH STREET, SUITE 1703
3. Date of Earliest Transaction (MM/DD/YY)
10/05/2020
(Street)
PHILADELPHIA, PA19104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 10/05/2020 J( 2 ) 100,000 ( 1 ) ( 1 ) Class A Common Stock 100,000 $ 0.0032 1,210,000 ( 3 ) I By Cohen Sponsor Interests IV, LLC ( 4 )
Class B Common Stock ( 1 ) 10/05/2020 P( 5 ) 100,000 ( 1 ) ( 1 ) Class A Common Stock 100,000 $ 0.0032 100,000 I By FinTech Masala Advisors IV, LLC
Class B Common Stock ( 1 ) 10/05/2020 J( 2 ) 100,000 ( 1 ) ( 1 ) Class A Common Stock 100,000 $ 0.0032 1,210,000 ( 3 ) I By DGC Family FinTech Trust ( 4 ) ( 6 )
Class B Common Stock ( 1 ) 10/05/2020 P( 7 ) 100,000 ( 1 ) ( 1 ) Class A Common Stock 100,000 $ 0.0032 100,000 I By FinTech Masala Advisors IV, LLC
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
COHEN DANIEL G
2929 ARCH STREET, SUITE 1703
PHILADELPHIA, PA19104
Chief Executive Officer
Signatures
/s/ Amanda Abrams, as attorney-in-fact 10/07/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
( 2 )Represents transfer of membership interests to new members of the issuer's sponsors at the original purchase price.
( 3 )The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
( 4 )These shares are held directly by the issuer's sponsors, FinTech Investor Holdings IV, LLC and FinTech Masala Advisors IV, LLC, each of which is managed by Cohen Sponsor Interests IV, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests IV, LLC.
( 5 )Represents transfer of membership interests by Cohen Sponsor Interests IV, LLC to the reporting person at the original purchase price.
( 6 )DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests IV, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
( 7 )Represents transfer of membership interests by Cohen Sponsor Interests IV, LLC to DGC Family FinTech Trust at the original purchase price.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.