Sec Form 4 Filing - Linse Michael @ ChargePoint Holdings, Inc. - 2023-09-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Linse Michael
2. Issuer Name and Ticker or Trading Symbol
ChargePoint Holdings, Inc. [ CHPT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
53 CALLE PALMERAS, SUITE 601,
3. Date of Earliest Transaction (MM/DD/YY)
09/13/2023
(Street)
SAN JUAN, PR00901
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/13/2023 J( 1 ) 1,625,871 D $ 0 2,597,280 I See footnotes ( 2 ) ( 19 )
Common Stock 09/13/2023 J( 3 ) 470,778 D $ 0 752,052 I See footnotes ( 4 ) ( 19 )
Common Stock 09/13/2023 J( 5 ) 529,695 D $ 0 846,170 I See footnotes ( 6 ) ( 19 )
Common Stock 09/13/2023 J( 7 ) 366,603 D $ 0 585,638 I See footnotes ( 8 ) ( 19 )
Common Stock 09/13/2023 J( 9 ) 388,338 D $ 0 620,358 I See footnotes ( 10 ) ( 19 )
Common Stock 09/13/2023 J( 11 ) 618,715 D $ 0 988,377 I See footnotes ( 12 ) ( 19 )
Common Stock 09/13/2023 J( 13 ) 94,407 D $ 0 0 I See footnotes ( 14 ) ( 19 )
Common Stock 09/15/2023 S 847,248 D $ 5.66 ( 15 ) 0 I See footnotes ( 16 ) ( 19 )
Common Stock 09/15/2023 S 4,837 D $ 5.78 ( 17 ) 0 I See footnotes ( 18 ) ( 19 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Linse Michael
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
X
Linse Capital CP VI LLC
200 S. VIRGINIA, 8TH FLOOR, PMB
# 1346127
RENO, NV89501
Investor
Linse Capital LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
Investor
Linse Capital CP, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
Investor
Linse Capital CP II LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
Investor
Linse Capital CP III, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
Investor
Linse Capital CP IV, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
Investor
Linse Capital CP V, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
Investor
Signatures
/s/ Michael Linse 09/15/2023
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC 09/15/2023
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP, LLC 09/15/2023
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP II, LLC 09/15/2023
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP III, LLC 09/15/2023
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP IV, LLC 09/15/2023
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as t he Manager of Linse Capital CP V, LLC 09/15/2023
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital Management PR LLC, in its capacity as the General Partner of Linse Capital CP VI GP LP, in its capacity as the Manager of Linse Capital CP VI LLC 09/15/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On September 13, 2023, 1,625,871 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I. Of such distributed shares, 506,886 shares of Common Stock were received by Linse Capital LLC.
( 2 )Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.
( 3 )On September 13, 2023, 470,778 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II. Of such distributed shares, 144,798 shares of Common Stock were received by Linse Capital LLC.
( 4 )Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.
( 5 )On September 13, 2023, 529,695 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III. Of such distributed shares, 80,771 shares of Common Stock were received by Linse Capital LLC.
( 6 )Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III.
( 7 )On September 13, 2023, 366,603 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 52,654 shares of Common Stock were received by Linse Capital LLC.
( 8 )Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.
( 9 )On September 13, 2023, 388,338 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 12,603 shares of Common Stock were received by Linse Capital LLC and 4,837 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital.
( 10 )Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.
( 11 )On September 13, 2023, 618,715 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 94,407 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI").
( 12 )Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.
( 13 )On September 13, 2023, 94,407 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 49,536 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, Linse Capital LLC is the record owner of 847,248 shares of Common Stock and Levitate Capital is the record owner of 4,837 shares of Common Stock.
( 14 )Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR.
( 15 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.57 to $5.81, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
( 16 )Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.
( 17 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.785, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
( 18 )Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Levitate GP.
( 19 )Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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