Sec Form 4 Filing - Linse Michael @ ChargePoint Holdings, Inc. - 2021-02-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Linse Michael
2. Issuer Name and Ticker or Trading Symbol
ChargePoint Holdings, Inc. [ CHPT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
240 EAST HACIENDA AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
02/26/2021
(Street)
CAMPBELL, CA95008
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2021 A 9,130,762 A 9,130,762 I See footnotes ( 2 ) ( 13 )
Common Stock 02/26/2021 A 8,115,159 A 8,115,159 I See footnotes ( 3 ) ( 13 )
Common Stock 02/26/2021 A 6,319,434 A 6,319,434 I See footnotes ( 4 ) ( 13 )
Common Stock 02/26/2021 A 28,026,451 A 28,026,451 I See footnotes ( 5 ) ( 13 )
Common Stock 02/26/2021 A 6,498,802 A 6,498,802 I See footnotes ( 6 ) ( 13 )
Common Stock 02/26/2021 A 9,818,807 A 9,818,807 I See footnotes ( 7 ) ( 13 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conver sion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (right to buy) $ 9.03 02/26/2021 A 1,346,598 02/26/2021 11/16/2028 Common Stock 1,346,598 ( 8 ) 1,346,598 I See footnotes ( 8 ) ( 13 )
Warrant (right to buy) $ 9.03 02/26/2021 A 702,573 02/26/2021 12/21/2028 Common Stock 702,573 ( 9 ) 702,573 I See footnotes ( 9 ) ( 13 )
Warrant (right to buy) $ 9.03 02/26/2021 A 117,095 02/26/2021 02/13/2029 Common Stock 117,095 ( 10 ) 117,095 I See footnotes ( 10 ) ( 13 )
Warrant (right to buy) $ 6.02 02/26/2021 A 8,909,527 02/26/2021 07/31/2030 Common Stock 8,909,527 ( 11 ) 8,909,527 I See footnotes ( 11 ) ( 13 )
Warrant (right to buy) $ 6.02 02/26/2021 A 479,897 02/26/2021 08/04/2030 Common Stock 479,897 ( 12 ) 479,897 I See footnotes ( 12 ) ( 13 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Linse Michael
240 EAST HACIENDA AVENUE
CAMPBELL, CA95008
X X
Linse Capital CP VI LLC
985 DAMONTE RANCH PARKWAY, SUITE 240
RENO, NV89521
X
Linse Capital CP, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
X
Linse Capital CP II LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
X
Linse Capital CP III, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
X
Linse Capital CP IV, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
X
Linse Capital CP V, LLC
53 CALLE PALMERAS, SUITE 601
SAN JUAN, PR00901
X
Signatures
/s/ Michael Linse 03/02/2021
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP, LLC 03/02/2021
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP II, LLC 03/02/2021
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP III, LLC 03/02/2021
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP IV, LLC 03/02/2021
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP V, LLC 03/02/2021
Signature of Reporting Person Date
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital Management PR LLC, in its capacity as the General Partner of Linse Capital CP VI GP LP, in its capacity as the Manager of Linse Capital CP VI LLC 03/02/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.
( 2 )The Shares were received in exchange for 9,161,913 shares of Common Stock of ChargePoint, Inc. The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has sole voting and investment power over the shares held by Linse III.
( 3 )The Shares were received in exchange for 8,142,844 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II.
( 4 )The Shares were received in exchange for 6,340,994 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV.
( 5 )The Shares were received in exchange for 28,122,065 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I.
( 6 )The Shares were received in exchange for 6,520,973 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP V, LLC ("Linse V"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has sole voting and investment power over the shares held by Linse V.
( 7 )The Shares were received in exchange for 9,421,458 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP VI, LLC ("Linse VI"). Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse VI.
( 8 )The Warrant was received in exchange for a warrant to purchase 1,351,193 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.
( 9 )The Warrant was received in exchange for a warrant to purchase 704,970 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.
( 10 )The Warrant was received in exchange for a warrant to purchase 117,495 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.
( 11 )The Warrant was received in exchange for a warrant to purchase 8,939,923 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.
( 12 )The Warrant was received in exchange for a warrant to purchase 481,535 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.
( 13 )Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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