Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Note (
1
) |
$
0.26 |
01/11/2021 |
|
H(
2
) |
|
|
3,103,487 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
3,103,487 |
(
3
) |
0 |
I (
4
) |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
7
) |
|
5,277,349 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
5,277,349 |
(
3
) |
5,277,349 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.26 |
01/11/2021 |
|
H(
2
) |
|
|
40,521,351 |
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
40,521,351 |
(
3
) |
0 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
8
) |
|
500,507 |
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
500,507 |
(
3
) |
500,507 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
7
) |
|
66,998,705 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
66,998,705 |
(
3
) |
66,998,705 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Convertible Note (
6
) |
$
0.1608 |
01/11/2021 |
|
J(
9
) |
|
30,696,374 |
|
01/11/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
30,696,374 |
(
3
) |
30,696,374 |
I |
By Gotham Green Partners SPV VI, L.P. (
5
) |
Warrant (
6
) |
$
3.159 |
01/11/2021 |
|
H(
10
) |
|
|
67,430 |
07/12/2019 |
07/12/2022 |
Class B Subordinate Voting Shares |
67,430 |
(
3
) |
472,011 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
3.645 |
01/11/2021 |
|
H(
10
) |
|
|
19,480 |
07/12/2019 |
07/12/2022 |
Class B Subordinate Voting Shares |
19,480 |
(
3
) |
136,358 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
3.718 |
01/11/2021 |
|
H(
10
) |
|
|
129,109 |
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
129,109 |
(
3
) |
903,761 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
4.29 |
01/11/2021 |
|
H(
10
) |
|
|
37,298 |
04/23/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
37,298 |
(
3
) |
261,087 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
3.718 |
01/11/2021 |
|
H(
10
) |
|
|
100,059 |
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
100,059 |
(
3
) |
700,415 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
4.29 |
01/11/2021 |
|
H(
10
) |
|
|
28,906 |
05/22/2019 |
05/22/2022 |
Class B Subordinate Voting Shares |
58,906 |
(
3
) |
202,342 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
1.0111 |
01/11/2021 |
|
H(
10
) |
|
|
276,937 |
11/27/2019 |
11/27/2022 |
Class B Subordinate Voting Shares |
276,937 |
(
3
) |
1,938,558 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
1.1667 |
01/11/2021 |
|
H(
10
) |
|
|
80,004 |
11/27/2019 |
11/27/2022 |
Class B Subordinate Voting Shares |
80,004 |
(
3
) |
560,028 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
0.1608 |
01/11/2021 |
|
J(
11
) |
|
11,842,865 |
|
01/11/2021 |
01/11/2026 |
Class B Subordinate Voting Shares |
11,842,865 |
(
3
) |
11,842,865 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
Warrant (
6
) |
$
0.1608 |
01/11/2021 |
|
J(
11
) |
|
11,150,582 |
|
09/27/2021(
12
) |
01/11/2026 |
Class B Subordinate Voting Shares |
11,150,582 |
(
3
) |
11,150,582 |
I |
By Gotham Green Fund II(Q) LP (
5
) |
|