Sec Form 3 Filing - Thoma Bravo, LLC @ Dynatrace, Inc. - 2019-07-31

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Thoma Bravo, LLC
2. Issuer Name and Ticker or Trading Symbol
Dynatrace, Inc. [ DT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O THOMA BRAVO, LLC, 150 NORTH RIVERSIDE PLAZA, SUITE 2800
3. Date of Earliest Transaction (MM/DD/YY)
07/31/2019
(Street)
CHICAGO, IL60606
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 194,425,163 ( 1 ) I See footnote ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Thoma Bravo, LLC
C/O THOMA BRAVO, L LC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO PARTNERS X, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO PARTNERS XI, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO FUND X, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO FUND X-A, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO FUND XI-A, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
THOMA BRAVO EXECUTIVE FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO, IL60606
X
Signatures
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the General Partner of Thoma Bravo Partners X, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Fund X, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Fund X-A, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Special Opportunities Fund I, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Special Opportunities Fund I AIV, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Fund XI, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Fund XI-A, L.P. 07/31/2019
Signature of Reporting Person Date
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Executive Fund XI, L.P. 07/31/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Consists of 21,327,031 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 4,665,124 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 100,454,812 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"). 50,450,880 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 2,216,127 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,829,874 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 13,481,315 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").
( 2 )Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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