Sec Form 4 Filing - Spindler Garold @ Coronado Global Resources Inc. - 2021-12-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Spindler Garold
2. Issuer Name and Ticker or Trading Symbol
Coronado Global Resources Inc. [ ASX:CRN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Chair
(Last) (First) (Middle)
C/O CORONADO GLOBAL RESOURCES INC., 100 BILL BAKER WAY
3. Date of Earliest Transaction (MM/DD/YY)
12/29/2021
(Street)
BECKLEY, WV25801
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/29/2021 G 180,000 D $ 0 0 D
Common Stock 02/21/2023 M 4,410.6 ( 1 ) A $ 0 4,410.6 D
Common Stock 03/31/2023 S( 2 ) 2,081.3 D $ 10.73 ( 2 ) 2,329.3 D
Common Stock 04/05/2023 A( 3 ) 18.9 A $ 0 2,348.2 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Units ( 3 ) 04/08/2022 A( 3 ) 2,578 ( 1 ) ( 1 ) Common Stock 257.8 ( 4 ) $ 0 34,066 D
Performance Stock Units ( 3 ) 06/21/2022 A( 3 ) 3,096 ( 1 ) ( 1 ) Common Stock 309.6 ( 4 ) $ 0 37,162 D
Performance Stock Units ( 3 ) 09/20/2022 A( 3 ) 2,716 ( 1 ) ( 1 ) Common Stock 271.6 ( 4 ) $ 0 39,878 D
Performance Stock Units ( 3 ) 12/12/2022 A( 3 ) 4,228 ( 1 ) ( 1 ) Common Stock 422.8 ( 4 ) $ 0 44,106 D
Performance Stock Units $ 0 02/16/2023 A( 5 ) 514,785 ( 6 ) ( 6 ) Common Stock 51,478.5 ( 4 ) $ 0 514,785 D
Performance Stock Units $ 0 02/21/2023 M 44,106 ( 1 ) ( 1 ) Common Stock 4,410.6 ( 4 ) $ 0 0 D
Performance Stock Units ( 7 ) 04/05/2023 A( 7 ) 2,205 ( 6 ) ( 6 ) Common Stock 51,699 ( 4 ) $ 0 516,990 D
Performance Stock Units ( 7 ) 09/19/2023 A( 7 ) 2,539 ( 6 ) ( 6 ) Common Stock 51,952.9 ( 4 ) $ 0 519,529 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Spindler Garold
C/O CORONADO GLOBAL RESOURCES INC.
100 BILL BAKER WAY
BECKLEY, WV25801
X Executive Chair
Signatures
/s/ Christopher P. Meyering, as Attorney-in-Fact 10/20/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. EachPSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "CompensationCommittee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publiclytraded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertibleinto shares of common stock of the Issuer on a 10-for-1 basis.
( 2 )Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price hasbeen converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.
( 3 )Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.
( 4 )Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of theIssuer (or a combination thereof).
( 5 )Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the CompensationCommittee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).
( 6 )The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.
( 7 )Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney.

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