Sec Form 3 Filing - Bray Jeffery Rex @ UpHealth, Inc. - 2022-05-26

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bray Jeffery Rex
2. Issuer Name and Ticker or Trading Symbol
UpHealth, Inc. [ UPH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2083 WALKER LANE
3. Date of Earliest Transaction (MM/DD/YY)
05/26/2022
(Street)
HOLLADAY, UT84117
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 4,088,170 D( 4 )
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 4,088,170 I By Alexandra Bray, as spouse of Jeffery Bray( 5 )
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 475,504 I By Jeffery Bray, as UTMA custodian( 6 )
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 475,504 I By Alexandra Bray, as spouse of Jeffery Bray( 7 )
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 475,504 I By Jeffery Bray, as UTMA custodian( 8 )
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 475,504 I By Alexandra Bray, as spouse of Jeffery Bray( 9 )
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 475,504 D( 10 )
Common Stock, $0.0001 par value( 1 )( 2 )( 3 ) 475,504 I By Jeffery Bray, as spouse of Alexandra Bray( 11 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bray Jeffery Rex
2083 WALKER LANE
HOLLADAY, UT84117
X
Bray Alexandra
2083 WALKER LANE
HOLLADAY, UT84117
X
Bray Anais Alexandra
2083 WALKER LANE
HOLLADAY, UT84117
X
Bray Samantha Josephine
2083 WALKER LANE
HOLLADAY, UT84117
X
Signatures
/s/ Robin K. Lehninger, as attorney-in-fact for Jeffery Bray 06/06/2022
Signature of Reporting Person Date
/s/ Robin K. Lehninger, as attorney-in-fact for Jeffery Bray, the Custodian of the Anais Alexandra Bray UTMA 06/06/2022
Signature of Reporting Person Date
/s/ Robin K. Lehninger, as attorney-in-fact for Jeffery Bray, the Custodian of the Samantha Josephine Bray UTMA 06/06/2022
Signature of Reporting Person Date
/s/ Robin K. Lehninger, as attorney-in-fact for Alexandra Bray 06/06/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 3 is filed jointly by Jeffery R. Bray, Alexandra Bray, the Samantha Josephine Bray UTMA custodial account, and the Anais Alexandra Bray UTMA custodial account (each such filer, a "Reporting Person"; collectively, the "Reporting Persons").
( 2 )As disclosed by the Reporting Persons in a Schedule 13D filed with the Securities and Exchange Commission on June 2, 2022, the Reporting Persons and certain other stockholders of the Issuer (collectively, the "Stockholder Group") formed a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934 (the "Exchange Act") on May 26, 2022. The Stockholder Group collectively owns a majority of the Issuer's issued and outstanding shares of Common Stock (the "Shares"), and each Reporting Person, as a member of the Stockholder Group, is deemed to be a 10% owner of the Issuer. In connection with becoming 10% owners upon the Stockholder Group's formation, some members of the Stockholder Group filed separate Form 3s from the Reporting Persons.
( 3 )Each Reporting Person expressly disclaims beneficial ownership of the Shares reported in this Form 3 and any other Form 3 filed by members of the Stockholder Group except to the extent of such Reporting Person's pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that any Reporting Person is the beneficial owner of the Shares reported herein for purposes of Section 16 of the Exchange Act or otherwise. Information provided in this Form 3 with respect to each Reporting Person is given solely by such Reporting Person, and no Reporting Person is responsible for the accuracy or completeness of information supplied by any other Reporting Person.
( 4 )Represents Shares that are held of record directly by Jeffery Bray.
( 5 )Represents Shares that are held indirectly by Alexandra Bray through her spouse, Jeffery Bray.
( 6 )Represents Shares that are held of record by Jeffery Bray as custodian of the Anais Alexandra Bray UTMA custodial account, which was established for the benefit of Mr. Bray's child pursuant to the Uniform Gifts to Minors Act.
( 7 )Represents Shares that are held indirectly by Alexandra Bray through her spouse, Jeffery Bray, in his capacity as custodian of the Anais Alexandra Bray UTMA custodial account.
( 8 )Represents Shares that are held of record by Jeffery Bray as custodian of the Samantha Josephine Bray UTMA custodial account, which was established for the benefit of Mr. Bray's child pursuant to the Uniform Gifts to Minors Act.
( 9 )Represents Shares that are held indirectly by Alexandra Bray through her spouse, Jeffery Bray, in his capacity as custodian of the Samantha Josephine Bray UTMA custodial account.
( 10 )Represents Shares that are held of record directly by Alexandra Bray.
( 11 )Represents Shares that are held indirectly by Jeffery Bray through his spouse, Alexandra Bray.

Remarks:
Exhibit ListExhibit 24.1: Power of Attorney (Jeffery Bray).Exhibit 24.2: Power of Attorney (Jeffery Bray, as custodian of the Anais Alexandra Bray UTMA custodial account).Exhibit 24.3: Power of Attorney (Jeffery Bray, as custodian of the Samantha Josephine Bray UTMA custodial account).Exhibit 24.4: Power of Attorney (Alexandra Bray).Exhibit 99.1: Joint Filing Agreement.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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