Sec Form 4 Filing - WERTHEIN GREGORIO @ Replay Acquisition Corp. - 2021-04-01

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
WERTHEIN GREGORIO
2. Issuer Name and Ticker or Trading Symbol
Replay Acquisition Corp. [ RPLA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Co-Chief Executive Officer
(Last) (First) (Middle)
767 FIFTH AVENUE, 46TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2021
(Street)
NEW YORK, NY10153
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares, $0.0001 par value per share 04/01/2021 C 775,000 ( 1 ) A 7,872,500 ( 2 ) I See footnote ( 3 )
Ordinary Shares, $0.0001 par value per share 04/01/2021 J 7,872,500 ( 2 ) D 0 I See footnote ( 3 )
Ordinary Shares, $0.0001 par value per share 04/01/2021 J 150,000 ( 2 ) D 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $ 11.5 04/01/2021 J 7,750,000 ( 1 ) 05/01/2021 04/01/2026 Ordinary Shares 7,750,000 ( 1 ) 0 I See footnote ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WERTHEIN GREGORIO
767 FIFTH AVENUE, 46TH FLOOR
NEW YORK, NY10153
X Co-Chief Executive Officer
Signatures
/s/ Alan I. Annex, Attorney-in-Fact 04/06/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )775,000 Ordinary Shares were acquired by Replay Sponsor, LLC (the "Sponsor") in exchange for the cancellation of the 7,750,000 private placement warrants purchased by the Sponsor in connection with Replay Acquisition Corp.'s (the "Issuer") initial public offering.
( 2 )Represents Ordinary Shares of the Issuer that converted on a one-for-one basis into shares of Class A Common Stock of Finance of America Companies Inc. ("New Pubco") through a series of transactions in connection with the business combination (the "Business Combination") of the Issuer and Finance of America Equity Capital LLC ("FoA"), pursuant to that certain Transaction Agreement, as amended, dated as of October 12, 2020, by and among the Issuer, FoA, New Pubco and the other entities party thereto.
( 3 )The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.