Sec Form 4 Filing - Pamplona Capital Partners III, L.P. @ Privia Health Group, Inc. - 2021-05-03

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Pamplona Capital Partners III, L.P.
2. Issuer Name and Ticker or Trading Symbol
Privia Health Group, Inc. [ PRVA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O PAMPLONA CAPITAL MANAGEMENT LLC, 667 MADISON AVENUE, 22ND FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
05/03/2021
(Street)
NEW YORK, NY10065
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/03/2021 S 16,700,000 D $ 21.62 ( 2 ) 79,178,470 I ( 1 ) ( 2 ) ( 3 ) ( 4 ) See footnotes ( 1 ) ( 2 ) ( 3 ) ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pamplona Capital Partners III, L.P.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Equity Advisors III Ltd
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona PE Investments Malta Ltd
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Capital Management, LLP
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Capital Management, LLC
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Capital Management (Monaco) SAM
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Halsted John C.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Knaster Alexander M
C/O PAMPLONA CAPITAL MANAGEMENT LLP
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Signatures
/s/ Ronan Guilfoyle, Director of Pamplona Equity Advisors III Ltd., its General Partner of Pamplona Capital Partners III, L.P. 05/05/2021
Signature of Reporting Person Date
/s/ Ronan Guilfoyle, Director of Pamplona Equity Advisors III Ltd 05/05/2021
Signature of Reporting Person Date
/s/ Stephen Gauci, Director of Pamplona PE Investments Malta Limited 05/05/2021
Signature of Reporting Person Date
/s/ Kevin O'Flaherty, Designated Member of Pamplona Capital Management LLP 05/05/2021
Signature of Reporting Person Date
/s/ Stuart Thomson, Director of Pamplona PE Investments US Limited, managing member of Pamplona Capital Management LLC 05/05/2021
Signature of Reporting Person Date
/s/ Stephen Gauci, Administrator of Pamplona Capital Management (Monaco) SAM 05/05/2021
Signature of Reporting Person Date
/s/ John C. Halsted 05/05/2021
Signature of Reporting Person Date
/s/ Alexander Knaster 05/05/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This statement is being filed by (i) Pamplona Capital Partners III, L.P., (ii) Pamplona Equity Advisors III Ltd, (iii) Pamplona PE Investments Malta Limited, (iv) Pamplona Capital Management LLP, (v) Pamplona Capital Management LLC, (vi) Pamplona Capital Management (Monaco) SAM, (vii) John C. Halsted, and (viii) Alexander Knaster (the foregoing, collectively, the "Reporting Persons").
( 2 )Pursuant to an underwriting agreement, dated April 28, 2021 (the "Underwriting Agreement"), and in connection with the initial public offering of common stock, par value $0.01 per share (the "Common Stock") of Privia Health Group, Inc. (the "Company") by the Company, Brighton Health Group Holdings, LLC ("BHG"), the Company's parent holding company, sold 16,700,000 shares of Common Stock pursuant to the final prospectus filed by the Company on April 30, 2021, which offering was consummated on May 3, 2021 (the "Initial Public Offering"). The amount above represents the $23.00 public offering price per share of Common Stock in the Initial Public Offering less the underwriting discount of $1.38 per share of Common Stock. The membership interests in BHG are held by a private investor group, which includes Pamplona Capital Partners III, L.P.
( 3 )As of May 3, 2021, as a result of the Initial Public Offering, the Reporting Persons may be deemed to beneficially own indirectly 79,178,470 shares of Common Stock by reason of the membership interests in BHG held by Pamplona Capital Partners III, L.P. Pamplona Capital Partners III, L.P. is controlled by Pamplona Equity Advisors III Ltd, its general partner. John C. Halsted owns 100% of the shares of Pamplona Equity Advisors III, Ltd. Pamplona PE Investments Malta Limited serves as an investment manager to Pamplona Capital Partners III, L.P. Pamplona Capital Management LLP, Pamplona Capital Management LLC, and Pamplona Capital Management (Monaco) SAM (together, the "Pamplona Manager Entities") serve as investment advisors to Pamplona PE Investments Malta Limited. Mr. John C. Halsted and Mr. Alexander Knaster are the principals of the Pamplona Manager Entities.
( 4 )Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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