Sec Form 3 Filing - Howe Jolanda @ Mirum Pharmaceuticals, Inc. - 2023-05-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Howe Jolanda
2. Issuer Name and Ticker or Trading Symbol
Mirum Pharmaceuticals, Inc. [ MIRM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Global Controller
(Last) (First) (Middle)
C/O MIRUM PHARMACEUTICALS, INC., 950 TOWER LANE, SUITE 1050
3. Date of Earliest Transaction (MM/DD/YY)
05/01/2023
(Street)
FOSTER CITY, CA94404
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,769 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 2.94 ( 1 ) 03/11/2029 Common Stock 57,900 D
Stock Option (right to buy) $ 6.27 ( 2 ) 05/13/2029 Common Stock 50,000 D
Stock Option (right to buy) $ 19.24 ( 3 ) 01/09/2030 Common Stock 25,000 D
Stock Option (right to buy) $ 19.19 ( 4 ) 01/06/2031 Common Stock 25,000 D
Stock Option (right to buy) $ 15.87 ( 5 ) 01/05/2032 Common Stock 22,500 D
Stock Option (right to buy) $ 19.98 ( 6 ) 06/30/2032 Common Stock 18,750 D
Stock Option (right to buy) $ 23.48 ( 7 ) 01/30/2033 Common Stock 21,250 D
Restricted Stock Units ( 9 ) ( 8 ) ( 8 ) Common Stock 2,500 D
Restricted Stock Units ( 9 ) ( 10 ) ( 10 ) Common Stock 3,125 D
Restricted Stock Units ( 9 ) ( 11 ) ( 11 ) Common Stock 5,315 D
Performance Restricted Stock Units ( 9 ) ( 12 ) ( 12 ) Common Tcok 1,563 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Howe Jolanda
C/O MIRUM PHARMACEUTICALS, INC.
950 TOWER LANE, SUITE 1050
FOSTER CITY, CA94404
SVP, Global Controller
Signatures
/s/ Judit Ryvkin, Attorney-in-Fact 05/08/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )1/4th of the 62,500 shares originally subject to the option vested one year after February 28, 2019, and the balance of the shares vest in a series of 36 successive equal monthly installments at the end of each month thereafter.
( 2 )1/4th of the shares vested one year after April 12, 2019 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.
( 3 )1/4th of the shares vested one year after January 10, 2020 (the "Vesting Commencement Date") and the balance of the shares v est in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.
( 4 )1/4th of the shares vested one year after January 7, 2021 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.
( 5 )1/4th of the shares vested one year after January 6, 2022 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.
( 6 )1/4th of the shares vest one year after July 1, 2022 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.
( 7 )1/4th of the shares vest one year after January 31, 2023 (the "Vesting Commencement Date) and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.
( 8 )The restricted stock units vest in a series of three successive equal annual installments beginning January 6, 2023. 1,250 shares vested January 6, 2023 and the remaining 2,500 shares vest ratably on January 6, 2024 and January 6, 2025.
( 9 )Each restricted stock unit represents a contingent right to receive one share of common stock (or its cash equivalent, at the discretion of the Issuer).
( 10 )The restricted stock units vest in a series of three successive equal annual installments beginning July 1, 2023.
( 11 )The restricted stock units vest in a series of three successive equal annual installments beginning January 31, 2024.
( 12 )On March 9, 2021, the reporting person was granted performance-based restricted stock units ("PSUs"), which vest upon the satisfaction of certain performance criteria. On September 29, 2021, such performance criteria were met. 1,562 shares subject to the PSUs vested on September 29, 2021, and 1,563 shares vest on June 30, 2023.

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