Sec Form 4 Filing - RMG Sponsor, LLC @ Romeo Power, Inc. - 2020-12-29

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
RMG Sponsor, LLC
2. Issuer Name and Ticker or Trading Symbol
Romeo Power, Inc. [ RMO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O RMG SPONSOR, LLC., 50 WEST STREET, SUITE 40C
3. Date of Earliest Transaction (MM/DD/YY)
12/29/2020
(Street)
NEW YORK, NY10006
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/29/2020 C 5,750,000 A 5,750,000 I See footnote ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 12/29/2020 C 5,750,000 ( 1 ) ( 1 ) Class A Common Stock 5,750,000 ( 1 ) 0 I See footnote ( 2 )
Warrants $ 11.5 12/29/2020 A 3,766,667 01/28/2021 12/29/2025 Class A Common Stock 3,766,667 $ 1.5 3,766,667 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RMG Sponsor, LLC
C/O RMG SPONSOR, LLC.
50 WEST STREET, SUITE 40C
NEW YORK, NY10006
X
MKC Investments LLC
C/O RMG SPONSOR, LLC.
50 WEST STREET, SUITE 40C
NEW YORK, NY10006
X
Carpenter David James
C/O RMG SPONSOR, LLC.
50 WEST STREET, SUITE 40C
NEW YORK, NY10006
X
Signatures
RMG Sponsor, LLC By: MKC Investments LLC, its sole managing member By: /s/ Philip Kassin Title: President and Chief Operating Officer 12/31/2020
Signature of Reporting Person Date
MKC Investments LLC By: /s/ Philip Kassin Title: President and Chief Operating Officer 12/31/2020
Signature of Reporting Person Date
/s/ David James Carpenter 12/31/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )In connection with the completion of the Issuer's initial business combination, the Class B Common Stock automatically converted into Class A Common Stock on a one-for-one basis.
( 2 )Philip Kassin is the record holder of the securities reported herein. MKC Investments LLC is the sole managing member of RMG Sponsor, LLC, and Messrs. Carpenter, Mancini and Kassin are the managing members of MKC Investments LLC. Each of MKC Investments LLC, RMG Sponsor, LLC and Messrs. Carpenter, Mancini and Kassin disclaim beneficial ownership over the securities reported herein except to the extent of their pecuniary interest.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.