Sec Form 4 Filing - DD Global Holdings Ltd @ Canoo Inc. - 2021-12-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
DD Global Holdings Ltd
2. Issuer Name and Ticker or Trading Symbol
Canoo Inc. [ GOEV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
PO BOX 31119 GRAND PAVILION, HIBISCUS WAY, 802 WEST BAY ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/10/2021
(Street)
GRAND CAYMAN, E9KY1-1205
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/10/2021 X 2,400,000 D $ 5.83 24,625,801 D( 1 )
Common Stock 17,189,210 D( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Obligation to Sell) $ 5.83 12/10/2021 X 2,400,000 05/18/2021 06/19/2024 Common Stock 2,400,000 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
DD Global Holdings Ltd
PO BOX 31119 GRAND PAVILION
HIBISCUS WAY, 802 WEST BAY ROAD
GRAND CAYMAN, E9KY1-1205
X
DE Capital Ltd
FOURTH FLOOR, ONE CAPITAL PLACE
PO BOX 847
GRAND CAYMAN, E9KY1-1103
X
Li Pak Tam
VISTRA CORPORATE SERVICES CENTRE
PO BOX 957, ROAD TOWN
TORTOLA, D8VG1110
X
Champ Key Ltd
VISTRA CORPORATE SERVICES CENTRE
PO BOX 957, ROAD TOWN
TORTOLA, D8VG1110
X
Signatures
Pak Tam Li, Director of DD Global Holdings Limited, by /s/ Michael Fielkow, Attorney-in-Fact 12/14/2021
Signature of Reporting Person Date
Pak Tam Li, Director of DE Capital Limited, by /s/ Michael Fielkow, Attorney-in-Fact 12/14/2021
Signature of Reporting Person Date
Pak Tam Li, Individually, by /s/ Michael Fielkow, Attorney-in-Fact 12/14/2021
Signature of Reporting Person Date
Pak Tam Li, Director of Champ Key Limited, by /s/ Michael Fielkow, Attorney-in-Fact 12/14/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares are held directly by DD Global Holdings Limited ("DD Global"). DD Global is wholly owned by Champ Key Limited ("Champ Key"). Champ Key is wholly owned by DE Capital Limited ("DE Capital"). DE Capital is wholly owned by Pak Tam Li ("Mr. Li"). Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by DD Global.
( 2 )Shares are held directly by Champ Key. In accordance with footnote 1 above, Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by Champ Key.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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