Sec Form 4 Filing - NFE SMRS Holdings LLC @ New Fortress Energy Inc. - 2021-06-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
NFE SMRS Holdings LLC
2. Issuer Name and Ticker or Trading Symbol
New Fortress Energy Inc. [ NFE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
10 STATION PLACE, P.O. BOX 233
3. Date of Earliest Transaction (MM/DD/YY)
06/07/2021
(Street)
NORFOLK, CT06058
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/07/2021 S( 1 ) 36,088 D $ 40.43 ( 2 ) 34,156,320 ( 5 ) ( 6 ) D
Class A Common Stock 06/07/2021 S( 1 ) 122,435 D $ 40.9 ( 2 ) 34,033,885 ( 5 ) ( 6 ) D
Class A Common Stock 06/08/2021 S( 1 ) 3,396 D $ 41.32 ( 3 ) 34,030,489 ( 5 ) ( 6 ) D
Class A Common Stock 06/08/2021 S( 1 ) 1,156 D $ 42.37 ( 3 ) 34,029,333 ( 5 ) ( 6 ) D
Class A Common Stock 06/08/2021 S( 1 ) 8,530 D $ 43.45 ( 3 ) 34,020,803 ( 5 ) ( 6 ) D
Class A Common Stock 06/08/2021 S( 1 ) 11,684 D $ 44.54 ( 3 ) 34,009,119 ( 5 ) ( 6 ) D
Class A Common Stock 06/08/2021 S( 1 ) 7,840 D $ 45.03 ( 3 ) 34,001,279 ( 5 ) ( 6 ) D
Class A Common Stock 06/09/2021 S( 1 ) 63,052 D $ 40.29 ( 4 ) 33,938,227 ( 5 ) ( 6 ) D
Class A Common Stock 06/09/2021 S( 1 ) 10,910 D $ 41.63 ( 4 ) 33,927,317 ( 5 ) ( 6 ) D
Class A Common Stock 06/09/2021 S( 1 ) 13,732 D $ 42.44 ( 4 ) 33,913,585 ( 5 ) ( 6 ) D
Class A Common Stock 06/09/2021 S( 1 ) 2,500 D $ 43.44 ( 4 ) 33,911,085 ( 5 ) ( 6 ) D
Class A Common Stock 06/09/2021 S( 1 ) 100 D $ 44.71 33,910,985 ( 5 ) ( 6 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
NFE SMRS Holdings LLC
10 STATION PLACE, P.O. BOX 233
NORFOLK, CT06058
X
Great Mountain Partners LLC
10 STATION PLACE, P.O. BOX 233
NORFOLK, CT06058
X
Thomson Alexander
10 STATION PLACE, P.O. BOX 233
NORFOLK, CT06058
X
Rotolo Jonathan
10 STATION PLACE, P.O. BOX 233
NORFOLK, CT06058
X
Signatures
NFE SMRS Holdings LLC Great Mountain Partners LLC, as Manager of NFE SMRS Holdings LLC By: /s/ Jonathan Rotolo, Title: Manager 06/09/2021
Signature of Reporting Person Date
Great Mountain Partners LLC By: /s/ Alexander Thomson, Title: Manager, By: /s/ Jonathan Rotolo, Title: Manager 06/09/2021
Signature of Reporting Person Date
/s/ Alexander Thomson 06/09/2021
Signature of Reporting Person Date
/s/ Jonathan Rotolo 06/09/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Sale pursuant to 10b5-1 plan.
( 2 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on June 7, 2021 at prices ranging from $39.67 to $40.665 for the sale of 36,088 shares and a range of $40.67 to $41.55 for the sale of 122,435 shares. The undersigned undertakes to provide New Fortress Energy Inc. ("NFE"), any security holder of NFE or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
( 3 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on June 8, 2021 at prices ranging from $40.90 to $41.68 for the sale of 3,396 shares, a range of $41.99 to $42.885 for the sale of 1,156 shares, a range of $43.05 to $43.895 for the sale of 8,530 shares, a range of $43.925 to $44.89 for the sale of 11,684 shares, and a range of $44.90 to $45.315 for the sale of 7,840 shares. The undersigned undertakes to provide NFE, any security holder of NFE or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
( 4 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on June 9, 2021 at prices ranging from $40.00 to $40.96 for the sale of 63,052 shares, a range of $41.00 to $41.99 for the sale of 10,910 shares, a range of $42.00 to $42.965 for the sale of 13,732 shares, and a range of $43.00 to $43.92 for the sale of 2,500 shares. The undersigned undertakes to provide NFE, any security holder of NFE or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
( 5 )Great Mountain Partners LLC is the manager of NFE SMRS Holdings LLC. Jonathan Rotolo and Alexander Thomson are the managers of Great Mountain Partners LLC and, in that capacity, have voting and dispositive power over the Class A Shares held by NFE SMRS Holdings LLC and therefore may be deemed to beneficially own such shares. Each of Great Mountain Partners LLC, Mr. Rotolo and Mr. Thomson disclaims beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
( 6 )Additional Reporting Persons hereunder: Great Mountain Partners LLC (DE) FEIN 84-3463093. Officer (Manager of Designated Reporting Person). No holdings (see footnote 1 for further explanation). Alexander Thomson, 10 Station Place, P.O. Box 233, Norfolk CT 06058, Officer (Manager of Designated Reporting Person's Manager). No holdings (see footnote 1 for further explanation). Jonathan Rotolo, 10 Station Place, P.O. Box 233, Norfolk CT 06058, Officer (Manager of Designated Reporting Person's Manager). No holdings (see footnote 1 for further explanation).

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