Sec Form 3 Filing - Zacka Michael J @ Amcor plc - 2020-11-05

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Zacka Michael J
2. Issuer Name and Ticker or Trading Symbol
Amcor plc [ AMCR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, Amcor Flex Europe
(Last) (First) (Middle)
83 TOWER ROAD NORTH
3. Date of Earliest Transaction (MM/DD/YY)
11/05/2020
(Street)
WARMLEY, BRISTOL, X0BS30 8XP
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 135,328 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 ( 2 ) ( 2 ) Ordinary Shares 25,423 D
Employee Stock Options $ 11.05 ( 3 ) ( 3 ) Ordinary Shares 247,350 D
Restricted Stock Units $ 0 ( 4 ) ( 4 ) Ordinary Shares 54,759 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Zacka Michael J
83 TOWER ROAD NORTH
WARMLEY, BRISTOL, X0BS30 8XP
President, Amcor Flex Europe
Signatures
/s/ Damien Clayton by power of attorney for Michael Zacka 11/09/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )86,728 shares are traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange (the "ASX"). CDI's represent a beneficial interest in one ordinary share of Amcor, plc ("Amcor") held by CHESS Depository Nominees Pty. Ltd. Includes 48,600 shares relating to performance rights that vested on August 21, 2020.
( 2 )The restricted stock units were granted October 28, 2019 under 2018-2019 Long Term Incentive Plan of Amcor Limited ("Old Amcor"), a predecessor of Amcor. The shares underlying the stock units vest in full on or about September 1, 2021.
( 3 )Vested Employee Stock Options that were granted on November 13, 2017 under Old Amcor's 2017-2018 Long Term Incentive Plan. 247,350 of the 494,700 Employee Stock Options vested on August 21, 2020, and the remaining Employee Stock Options were forfeited. The Employee Stock Options remain subject to a share price condition whereby the share price must exceed the exercise price for the Employee Stock Option to be exercisable.
( 4 )The restricted stock units were granted September 15, 2020 under 2020-2021 Long Term Incentive Plan of Old Amcor, a predecessor of Amcor. The shares underlying the stock units vest in full on or about September 1, 2022.

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