Sec Form 4 Filing - Eaton Craig L @ Bally's Corp - 2024-03-01

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Eaton Craig L
2. Issuer Name and Ticker or Trading Symbol
Bally's Corp [ BALY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior VP & Secretary
(Last) (First) (Middle)
C/O BALLY'S CORPORATION, 100 WESTMINSTER STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2024
(Street)
PROVIDENCE, RI02903
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2024 03/01/2024 M 2,381 A $ 0 151,538 D
Common Stock 03/01/2024 03/01/2024 F( 1 ) 1,206 D $ 10.68 150,332 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 2 ) 03/01/2024 03/01/2024 M 2,381 ( 3 ) ( 3 ) Common Stock 2,381 $ 0 4,762 D
Restricted Stock Unit ( 2 ) 03/01/2024 03/01/2024 A 17,657 ( 4 ) ( 4 ) Common Stock 17,657 $ 0 17,657 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Eaton Craig L
C/O BALLY'S CORPORATION
100 WESTMINSTER STREET
PROVIDENCE, RI02903
Senior VP & Secretary
Signatures
/s/ Victoria Ellis, Attorney-In-Fact 03/05/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On March 1, 2024, 2,381 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 1,206 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
( 2 )Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
( 3 )On March 10, 2023, the reporting person was granted 7,143 restricted stock units which will vest in three equal installments on March 1, 2024, 2025 and 2026.
( 4 )On March 1, 2024, the reporting person was granted 17,657 restricted stock units which will vest in three equal installments on March 1, 2025, 2026 and 2027.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.