Sec Form 4 Filing - Youssouf Emily Ann @ PennyMac Financial Services, Inc. - 2021-05-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Youssouf Emily Ann
2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD
3. Date of Earliest Transaction (MM/DD/YY)
05/03/2021
(Street)
WESTLAKE VILLAGE, CA91361
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/03/2021 S 8,700 ( 1 ) D $ 59.8105 ( 2 ) 29,627 ( 3 ) D
Common Stock 05/03/2021 S 1,300 ( 1 ) D $ 60.7354 ( 4 ) 28,327 ( 5 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Youssouf Emily Ann
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE, CA91361
X
Signatures
/s/ Derek W. Stark, attorney-in-fact for Ms. Youssouf 05/04/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These shares of Common Stock were sold pursuant to a 10b5-1 plan.
( 2 )The price reported is the weighted average price of multiple transactions ranging from $59.45 to $60.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer thenumber of Common Stock and the prices at which the transactions were effected.
( 3 )The reported amount consists of 3,449 restricted stock units and 26,178 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
( 4 )The price reported is the weighted average price of multiple transactions ranging from $60.51 to $60.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer thenumber of Common Stock and the prices at which the transactions were effected.
( 5 )The reported amount consists of 3,449 restricted stock units and 24,878 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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