Sec Form 3 Filing - Richardson Paul J @ Walt Disney Co - 2021-07-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Richardson Paul J
2. Issuer Name and Ticker or Trading Symbol
Walt Disney Co [ DIS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. EVP and Chief HR Officer
(Last) (First) (Middle)
500 SOUTH BUENA VISTA STREET
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2021
(Street)
BURBANK, CA91521
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right-to-Buy) $ 111.58 ( 1 ) 12/19/2027 Disney Common Stock 13,922 D
Restricted Stock Unit ( 3 ) ( 2 ) ( 2 ) Disney Common Stock 1,354 D
Stock Option (Right-to-Buy) $ 110.5381 ( 4 ) 12/19/2028 Disney Common Stock 13,235 D
Restricted Stock Unit ( 3 ) ( 5 ) ( 5 ) Disney Common Stock 2,615 D
Stock Option (Right-to-Buy) $ 148.04 ( 6 ) 12/17/2029 Disney Common Stock 10,728 D
Restricted Stock Unit ( 3 ) ( 7 ) ( 7 ) Disney Common Stock 2,964 D
Stock Option (Right-to-Buy) $ 173.4 ( 8 ) 12/17/2030 Disney Common Stock 3,538 D
Restricted Stock Unit ( 3 ) ( 9 ) ( 9 ) Disney Common Stock 2,651 D
Stock Option (Right-to-Buy) $ 198.405 ( 10 ) 03/08/2031 Disney Common Stock 2,843 D
Restricted Stock Unit ( 3 ) ( 11 ) ( 11 ) Disney Common Stock 2,317 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Richardson Paul J
500 SOUTH BUENA VISTA STREET
BURBANK, CA91521
Sr. EVP and Chief HR Officer
Signatures
/s/ Jolene E. Negre as attorney-in-fact 07/02/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 10,441 shares. The remaining unvested portion of the option vests in a single installment of 3,481 shares on December 19, 2021.
( 2 )This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1354 stock units plus dividend equivalent units on these units on December 19, 2021.
( 3 )Converts at 1-for-1.
( 4 )Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 6,617 shares. The remaining unvested portion of the option vests as to 3,309 shares on each December 19 of 2021 and 2022.
( 5 )This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1307 stock units plus dividend equivalent units on these units on December 19, 2021, and as to 1,308 stock units plus dividend equivalent units on these units on December 19, 2022.
( 6 )Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 2,682 shares. The remaining unvested portion of the option vests as to 2,682 shares on each December 17 of 2021, 2022, and 2023.
( 7 )This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 988 stock units plus dividend equivalent units on these units on each December 17 of 2021, 2022, and 2023.
( 8 )Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option vests as to 1,180 shares on December 17, 2021, and as to 1,179 shares on each December 17 of 2022 and 2023.
( 9 )This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 884 stock units plus dividend equivalent units on these units on December 17, 2021; as to 883 stock units plus dividend equivalent units on these units on December 17, 2022; and as to 884 stock units plus dividend equivalent units on these units on December 17, 2023.
( 10 )Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option vests as to 948 shares on March 8, 2022; as to 947 shares on March 8, 20 23; and as to 948 shares on March 8, 2024.
( 11 )This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 773 stock units plus dividend equivalent units on these units on March 8, 2022, and as to 772 stock units plus dividend equivalent units on these units on each March 8 of 2023 and 2024.

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